Hedge Fund Database

INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

Adviser information for INTERNATIONAL PRIVATE WEALTH ADVISORS LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 699 $167.5M
Non-Discretionary 10 $9.4M
Total 709 $176.9M

Clients

Type Number RAUM
Individuals 335 $51.1M
HNW Individuals 38 $82.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 54 $23.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $19.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesESTATE PLANNING
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-126652
SEC ERA File Number 801-126652
SEC CIK Numbers 2022637
SEC CRD Numbers 323032
Legal Entity Identifier None

Principal Office

3160 CAMINO DEL RIO SOUTH
STE 313
SAN DIEGO
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 858-384-5700, Fax: 858-332-1809

Websites

www.ipwadvisors.com

Chief Compliance Officer

TODD LUNSFORD
16815 VON KARMAN AVE.
STE 190
IRVINE
CA
United States
Tel: 714-390-0823
Fax: 858-332-1809
(Full email address available in API data)

Regulatory Contact

DANIEL GUILLEN
MANAGING MEMBER
3160 CAMINO DEL RIO SOUTH
STE 313
SAN DIEGO
CA
United States
Tel: 858-384-5700
Fax: 858-332-1809
(Full email address available in API data)

Industry Affiliates

PRIVATE WEALTH INSURANCE SOLUTIONS, LLC Insurance company or agency
US-LATAM TAX GROUP, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BARAJAS, LOUIS, (NMN) Individual – MANAGING MEMBER 06/2022 < 5%
GUILLEN, DANIEL, (NMN) Individual – MANAGING MEMBER 06/2022 < 5%
BARAJAS & GUILLEN GROUP, LLC Domestic Entity – MEMBER 06/2022 > 75%
GUILLEN, DANIEL, (NMN) Individual BARAJAS & GUILLEN GROUP, LLC MANAGING MEMBER 06/2022 50-75%
BARAJAS, LOUIS, (NMN) Individual BARAJAS & GUILLEN GROUP, LLC MANAGING MEMBER 06/2022 50-75%
LUNSFORD, TODD, ERIC Individual – CHIEF COMPLIANCE OFFICER 08/2023 < 5%

No. Employees, Historic

105020222023202420256 on 8/30/20226 on 12/14/20226 on 3/14/20236 on 9/27/20236 on 11/8/20236 on 3/4/2024

RAUM, Historic

200M100M020222023202420250 on 8/30/20220 on 12/14/2022102101803 on 3/14/2023102101803 on 9/27/2023102101803 on 11/8/2023176915664 on 3/4/2024

No. Clients, Historic

500250020222023202420250 on 8/30/20220 on 12/14/2022277 on 3/14/2023277 on 9/27/2023277 on 11/8/2023435 on 3/4/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLIANT ENERGY CORP COM 288K 6K –
ALPHABET INC CAP STK CL C 442K 2K –
ALTRIA GROUP INC COM 612K 13K –
AMAZON COM INC COM 1M 6K –
AMERICAN ELEC PWR CO INC COM 326K 4K –
AMGEN INC COM 280K 896 –
APPLE INC COM 745K 4K –
AT&T INC COM 418K 22K –
AUTOMATIC DATA PROCESSING IN COM 282K 1K –
BEST BUY INC COM 288K 3K –
CHEVRON CORP NEW COM 282K 2K –
CITIZENS FINL GROUP INC COM 371K 10K –
CLOROX CO DEL COM 251K 2K –
CMS ENERGY CORP COM 333K 6K –
COLGATE PALMOLIVE CO COM 313K 3K –
COMERICA INC COM 225K 4K –
CONAGRA BRANDS INC COM 300K 11K –
COSTCO WHSL CORP NEW COM 1M 2K –
DIREXION SHS ETF TR DLY SMCAP BULL3X 233K 6K –
DOMINION ENERGY INC COM 332K 7K –
DTE ENERGY CO COM 266K 2K –
EDISON INTL COM 341K 5K –
ELI LILLY & CO COM 266K 294 –
EMERSON ELEC CO COM 231K 2K –
ENTERGY CORP NEW COM 357K 3K –
ETF OPPORTUNITIES TRUST IDX DYNAMIC FIXE 4M 158K –
EXXON MOBIL CORP COM 249K 2K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 240K 5K –
FIFTH THIRD BANCORP COM 310K 9K –
FIRSTENERGY CORP COM 248K 6K –
FMC CORP COM NEW 327K 6K –
FORD MTR CO DEL COM 349K 28K –
FRANKLIN RESOURCES INC COM 294K 13K –
HERSHEY CO COM 259K 1K –
HOME DEPOT INC COM 399K 1K –
HP INC COM 269K 8K –
HUNTINGTON BANCSHARES INC COM 338K 26K –
INTERNATIONAL BUSINESS MACHS COM 292K 2K –
INTERNATIONAL PAPER CO COM 521K 12K –
INTERPUBLIC GROUP COS INC COM 267K 9K –
INVESCO EXCHANGE TRADED FD T S&P MIDCAP 400 393K 3K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 201K 7K –
INVESCO LTD SHS 254K 17K –
INVESCO QQQ TR UNIT SER 1 404K 844 –
ISHARES GOLD TR ISHARES NEW 225K 5K –
ISHARES TR TIPS BD ETF 356K 3K –
ISHARES TR CORE US AGGBD ET 837K 9K –
ISHARES TR CORE S&P MCP ETF 568K 10K –
ISHARES TR CORE S&P SCP ETF 1M 10K –
ISHARES TR CORE MSCI EAFE 406K 6K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 32K –
JOHNSON & JOHNSON COM 234K 2K –
KEYCORP COM 385K 27K –
KIMBERLY-CLARK CORP COM 483K 3K –
LLOYDS BANKING GROUP PLC SPONSORED ADR 38K 14K –
LYONDELLBASELL INDUSTRIES N SHS - A - 292K 3K –
MCCORMICK & CO INC COM NON VTG 279K 4K –
MCDONALDS CORP COM 415K 2K –
MERCK & CO INC COM 207K 2K –
META PLATFORMS INC CL A 218K 433 –
MICROSOFT CORP COM 1M 3K –
NETFLIX INC COM 258K 382 –
NEWMONT CORP COM 226K 5K –
NISOURCE INC COM 397K 14K –
NOVO-NORDISK A S ADR 211K 1K –
NRG ENERGY INC COM NEW 305K 4K –
NUVEEN PFD & INCOME OPPORTUN COM 157K 21K –
NVIDIA CORPORATION COM 928K 8K –
OGE ENERGY CORP COM 256K 7K –
OMNICOM GROUP INC COM 337K 4K –
ONEOK INC NEW COM 339K 4K –
PAYCHEX INC COM 262K 2K –
PEPSICO INC COM 263K 2K –
PFIZER INC COM 428K 15K –
PGIM ETF TR PGIM ULTRA SH BD 322K 6K –
PHILIP MORRIS INTL INC COM 291K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 466K 5K –
PIMCO HIGH INCOME FD COM SHS 112K 23K –
PPL CORP COM 270K 10K –
PRINCIPAL FINANCIAL GROUP IN COM 230K 3K –
PROCTER AND GAMBLE CO COM 294K 2K –
PRUDENTIAL FINL INC COM 368K 3K –
PUBLIC SVC ENTERPRISE GRP IN COM 422K 6K –
QUALCOMM INC COM 208K 1K –
QUEST DIAGNOSTICS INC COM 209K 2K –
REGIONS FINANCIAL CORP NEW COM 335K 17K –
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 28K –
SCHWAB STRATEGIC TR US MID-CAP ETF 432K 6K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 202K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 465K 6K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 250K 2K –
SONOCO PRODS CO COM 244K 5K –
SPDR GOLD TR GOLD SHS 591K 3K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 646K 17K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 2M 49K –
SPDR S&P 500 ETF TR TR UNIT 5M 10K –
SPDR SER TR PORTFOLIO AGRGTE 551K 22K –
SPDR SER TR PORTFOLIO LN TSR 606K 22K –
SPDR SER TR PORTFLI INTRMDIT 243K 9K –
SPDR SER TR PORTFOLIO S&P500 474K 7K –
SPDR SER TR BLOOMBERG HIGH Y 334K 4K –
SPDR SER TR BLOOMBERG 1-3 MO 874K 10K –
SPDR SER TR PORTFOLIO S&P600 299K 7K –
SSGA ACTIVE TR SPDR SSGA US SCT 1M 29K –
SSGA ACTIVE TR SPDR SSGA FXD 955K 38K –
TESLA INC COM 280K 1K –
TRACTOR SUPPLY CO COM 353K 1K –
TRUIST FINL CORP COM 352K 9K –
US BANCORP DEL COM NEW 377K 10K –
VALERO ENERGY CORP COM 309K 2K –
VANECK ETF TRUST FALLEN ANGEL HG 599K 21K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 224K 3K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 601K 8K –
VERIZON COMMUNICATIONS INC COM 463K 11K –
VISA INC COM CL A 209K 796 –
WALGREENS BOOTS ALLIANCE INC COM 151K 12K –
WALMART INC COM 342K 5K –
WATSCO INC COM 374K 808 –
WEC ENERGY GROUP INC COM 223K 3K –
WHIRLPOOL CORP COM 245K 2K –
WORLD GOLD TR SPDR GLD MINIS 403K 9K –