SAGOL ADVISORS LLC

Adviser information for SAGOL ADVISORS LLC last updated from Form ADV on November 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 2 $34.3M
Total 2 $34.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $34.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-126654
SEC ERA File Number 801-126654
SEC CIK Numbers None
SEC CRD Numbers 323239
Legal Entity Identifier None

Principal Office

88 PINE STREET
SUITE 2240
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 8459451208, Fax: N/A

Chief Compliance Officer

PAUL MALLORY
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel: 248-830-3715
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Slomiuc, Bernard Individual PRINCIPAL 08/2022 > 75%
MALLORY, PAUL, M Individual CHIEF COMPLIANCE OFFICER 01/2023 < 5%

No. Employees, Historic

10502022202320241 on 8/30/20221 on 9/1/20221 on 1/27/20231 on 2/10/20231 on 3/7/20231 on 11/17/2023

RAUM, Historic

40M20M02022202320240 on 8/30/20220 on 9/1/202234300000 on 1/27/202334300000 on 2/10/202334300000 on 3/7/202334300000 on 11/17/2023