SAGOL ADVISORS LLC
Adviser information for SAGOL ADVISORS LLC last updated from Form ADV on November 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 2 | $34.3M |
Total | 2 | $34.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $34.3M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Identifiers
SEC RIA File Number | 801-126654 |
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SEC ERA File Number | 801-126654 |
SEC CIK Numbers | None |
SEC CRD Numbers | 323239 |
Legal Entity Identifier | None |
Principal Office
88 PINE STREETSUITE 2240
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 8459451208, Fax: N/A
Chief Compliance Officer
PAUL MALLORY
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel:
248-830-3715
Fax:
N/A
P*******@********************T
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Slomiuc, Bernard | Individual | – | PRINCIPAL | 08/2022 | > 75% |
MALLORY, PAUL, M | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |