SAGEWELL INVESTMENT ADVISORS, LLC
Adviser information for SAGEWELL INVESTMENT ADVISORS, LLC last updated from Form ADV on January 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $224,000 |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $224,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $224,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 224,000 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SAGEWELL INVESTMENT ADVISORS WRAP FEE PROGRAM | SAGEWELL INVESTMENT ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-126656 |
|---|---|
| SEC ERA File Number | 801-126656 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323174 |
| Legal Entity Identifier | None |
Principal Office
955 MASSACHUSETTS AVE#220
CAMBRIDGE
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM ET
Tel: 617-397-3764, Fax: None
Chief Compliance Officer
JEFF WRIGHT
CHIEF OPERATING OFFICER
955 MASSACHUSETTS AVE
#220
CAMBRIDGE
MA
United States
Tel:
617-397-3764
J***@********************M
(Full email address available in API data)
Industry Affiliates
| SAGEWELL FINANCIAL, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Wright, Jeffrey, Alan | Individual | – | COO / CCO | 08/2022 | < 5% |
| Zimmerman, Samuel, Hoy | Individual | – | CEO | 08/2022 | < 5% |
| Toomey, Christopher, James | Individual | – | CTO | 08/2022 | < 5% |
| SAGEWELL FINANCIAL, INC. | Domestic Entity | – | MEMBER | 08/2022 | > 75% |