LLOYD TEVIS INVESTMENTS, LLC
Adviser information for LLOYD TEVIS INVESTMENTS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $297,000 |
| Total | 3 | $297,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $297,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126660 |
|---|---|
| SEC ERA File Number | 801-126660 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323061 |
| Legal Entity Identifier | None |
Principal Office
3658 MT DIABLO BLVD, SUITE 201LAFAYETTE
CA
United States
Monday - Friday, 9-5
Tel: 415-237-1895, Fax: None
Chief Compliance Officer
NICOLO G TORRE, PHD
CEO
3658 MOUNT DIABLO BLVD SUITE 201
LAFAYETTE
CA
United States
Tel:
5103848276
N*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARCHIMEDES SYSTEMS, LLC | Domestic Entity | – | DIRECT OWNER | 04/2015 | > 75% |
| TORRE, NICHOLAS, GOODRICH | Individual | – | CEO AND CHIEF COMPLIANCE OFFICER | 04/2015 | < 5% |
| TORRE, NICHOLAS, GOODRICH | Individual | ARCHIMEDES SYSTEMS, LLC | ELECTED CEO | 06/2014 | > 75% |
| POULIN, WILLIAM, JON | Individual | – | HEAD OF MARKETING AND STRATEGY | 03/2015 | < 5% |