PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.
Adviser information for PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,316 | $140.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,316 | $140.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 401 | $65.3M |
| HNW Individuals | 57 | $75.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 141.0M |
| Portfolio Manager | 141.0M |
| Both for Same | 141.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. | PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. |
Identifiers
| SEC RIA File Number | 801-126661 |
|---|---|
| SEC ERA File Number | 801-126661 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323146 |
| Legal Entity Identifier | None |
Principal Office
7160 SW FIR LOOPPORTLAND
OR
United States
Monday - Friday, 8:00 AM- 5:00 PM
Tel: 503-253-3000, Fax: None
Websites
Chief Compliance Officer
ROBERT CALDWELL
CEO
7160 SW FIR LOOP
PORTLAND
OR
United States
Tel:
503-253-3000
B*@**********M
(Full email address available in API data)
Industry Affiliates
| R HUG CPAS & ASSOCIATES | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAI, MATTHEW, EDWARD | Individual | PRICE FINANCIAL GROUP, INC. | OWNER | 08/2022 | 50-75% |
| SUDOL, MATEUSZ, WOJCIECH | Individual | PRICE FINANCIAL GROUP, INC. | OWNER | 08/2022 | 50-75% |
| PRICE FINANCIAL GROUP, INC. | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| CALDWELL, ROBERT, JOSEPH | Individual | – | CCO | 08/2022 | < 5% |