VALOR INVESTMENTS AND PLANNING LLC
Adviser information for VALOR INVESTMENTS AND PLANNING LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 211 | $34.5M |
| Non-Discretionary | 0 | $0 |
| Total | 211 | $34.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 203 | $18.3M |
| HNW Individuals | <5 | $12.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $841,767 |
| State or municipal gov entities | <5 | $461,134 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126665 |
|---|---|
| SEC ERA File Number | 801-126665 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323129 |
| Legal Entity Identifier | None |
Principal Office
123 S. 3RD ST, SUITE 4EASTON
PA
United States
Monday - Friday, 9-5 & BY APPOINTMENT
Tel: 484-764-0142, Fax: None
Chief Compliance Officer
THOMAS BLACHEK
ELECTED MANAGER
123 S. 3RD ST, SUITE 4
EASTON
PA
United States
Tel:
484-546-2522
T*******@***************M
(Full email address available in API data)
Regulatory Contact
JACOB MILLEN
ELECTED MANAGER
123 S. 3RD ST, SUITE 4
EASTON
PA
United States
Tel:
484-546-2522
J******@***************M
(Full email address available in API data)
Industry Affiliates
| VALOR GROUP LIMITED | Insurance company or agency |
| VALOR INDEPENDENT GROUP LIMITED | Insurance company or agency |
| VALOR LIFE AND ANNUITY LLC | Insurance company or agency |
| VALOR REALTY LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLEN, JACOB, ANDREW | Individual | – | ELECTED MANAGER | 06/2022 | < 5% |
| Blachek, Thomas | Individual | – | ELECTED MANAGER, CCO | 06/2022 | < 5% |
| MILLEN, BLACHEK AND ASSOCIATES, LLC | Domestic Entity | – | MEMBER | 06/2002 | 25-50% |
| VALOR GROUP LIMITED | Domestic Entity | – | MEMBER | 06/2022 | 50-75% |
| Blachek, Thomas | Individual | MILLEN, BLACHEK AND ASSOCIATES, LLC | MANAGING MEMBER | 06/2022 | 50-75% |
| MILLEN, JACOB, ANDREW | Individual | MILLEN, BLACHEK AND ASSOCIATES, LLC | MANAGING MEMBER | 06/2022 | 50-75% |
| MILLEN, MATTHEW, G | Individual | VALOR GROUP LIMITED | MANAGING MEMBER | 03/2015 | > 75% |
| POTTER, MATTHEW, J | Individual | VALOR GROUP LIMITED | MANAGING MEMBER | 03/2015 | 25-50% |