ALLOCATE MANAGEMENT COMPANY, LLC
Adviser information for ALLOCATE MANAGEMENT COMPANY, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $306.8M |
| Non-Discretionary | 17 | $175.3M |
| Total | 45 | $482.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $85.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $306.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $13.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $76.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 12 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126667 |
|---|---|
| SEC ERA File Number | 801-126667 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316814 |
| Legal Entity Identifier | None |
Principal Office
1300 EL CAMINO REALSUITE 100
MENLO PARK
CA
United States
Monday - Friday, 9AM-5PM PST
Tel: 650-260-3431, Fax: None
Chief Compliance Officer
SAUL A. CARDENAS
1300 EL CAMINO REAL
SUITE 100
MENLO PARK
CA
United States
Tel:
203-945-9393
S***@**********O
(Full email address available in API data)
Industry Affiliates
| ALLOCATE - FPV I ACCESS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE ALPHA FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE LSVP FACTION ACCESS FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE MASTER GP 1, L.L.C. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALLOCATE PAF II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE PARTNERS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE PREMIER ACCESS FUND GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE SPV FW FUND III 2022 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE SPV LSVP ES 2022 GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE SPV LSVP OPP FUND II 2022 GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE SPV MGA 2022 GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE SPV OBVS IV 2022 GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE SPV-8VC 2021 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLOCATE UNCORK ACCESS FUND 2022 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROSE CAPITAL-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 8VC 2023 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $7.7M | $0.1M | 14 |
| ALLOCATE - A16Z AF 2022 ACCESS FUND LP | Venture Capital Fund | $8.6M | $0.1M | 36 |
| ALLOCATE - A16Z CRYPTO 2022 ACCESS FUND LP | Venture Capital Fund | $5.7M | $0.1M | 15 |
| ALLOCATE - BOND III ACCESS FUND, L.P. | Venture Capital Fund | $4.2M | $0.3M | 27 |
| ALLOCATE - CRAFT ACCESS FUND 2022 LP | Venture Capital Fund | $3.6M | $0.1M | 8 |
| ALLOCATE - FPV I ACCESS FUND LP | Venture Capital Fund | $11.0M | $0.3M | 23 |
| ALLOCATE - RC 2022 ACCESS FUND, LP | Venture Capital Fund | $5.0M | $0.1M | 9 |
| ALLOCATE - RC OB1 2022 ACCESS FUND, L.P. | Venture Capital Fund | $5.1M | $0.1M | 9 |
| ALLOCATE ALPHA FUND II, L.P. | Venture Capital Fund | $24.1M | $0.1M | 42 |
| ALLOCATE ALPHA FUND, L.P. | Venture Capital Fund | $10.6M | $0.3M | 42 |
| ALLOCATE LSVP FACTION ACCESS FUND LP | Venture Capital Fund | $23.5M | $0.1M | 114 |
| ALLOCATE PREMIER ACCESS FUND II, L.P. | Venture Capital Fund | $37.4M | $0.1M | 46 |
| ALLOCATE PREMIER ACCESS FUND, L.P. | Venture Capital Fund | $57.7M | $0.3M | 112 |
| ALLOCATE SPV LSVP ES 2022, L.P. | Venture Capital Fund | $14.6M | $0.0M | 5 |
| ALLOCATE SPV LSVP OPP FUND II 2022, L.P. | Venture Capital Fund | $16.9M | $0.0M | 48 |
| ALLOCATE SPV OBVS IV 2022 LP | Venture Capital Fund | $4.0M | $0.1M | 28 |
| ALLOCATE SPV-8VC 2021, L.P. | Venture Capital Fund | $4.9M | $0.0M | 34 |
| ALLOCATE UNCORK ACCESS FUND 2022, LP | Venture Capital Fund | $6.3M | $0.1M | 26 |
| ALTIMETER 2023 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $5.8M | $0.1M | 28 |
| BULLPEN CAPITAL 2022 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $4.8M | $0.1M | 26 |
| CAFFEINATED CAPITAL 2023 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $3.7M | $0.1M | 7 |
| GOODWATER CAPITAL 2022 ACCESS FUND, L.P. | Venture Capital Fund | $7.3M | $0.1M | 9 |
| KHOSLA VENTURES 2023 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $4.3M | $0.1M | 23 |
| NOWPORTS JUL 2022, A SERIES OF CGF2021 LLC | Venture Capital Fund | $3.0M | $0.1M | 15 |
| QED INVESTORS 2023 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $3.6M | $0.1M | 10 |
| QUIET R8, A SERIES OF CGF2021 LLC | Venture Capital Fund | $0.3M | $0.0M | 11 |
| THEORY VENTURES 2023 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $9.1M | $0.1M | 35 |
| ZEEV VENTURES 2022 ALLOCATE ACCESS FUND, L.P. | Venture Capital Fund | $14.0M | $0.1M | 79 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLOCATE HOLDINGS, INC. | Domestic Entity | – | MANAGING MEMBER | 06/2021 | > 75% |
| Kaji, Samir, Surjit | Individual | – | DIRECTOR, PRESIDENT, INVESTMENT COMMITTEE MEMBER | 06/2021 | < 5% |
| YANG, HANA | Individual | – | VICE PRESIDENT, DIRECTOR | 03/2023 | < 5% |
| CARDENAS, SAUL, ANDRES | Individual | – | SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 03/2023 | < 5% |
| EPSTEIN, PETER, JASON | Individual | – | DIRECTOR, MANAGING DIRECTOR | 03/2023 | < 5% |