BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT LLC Legal Name
Adviser information for BASE WEALTH MANAGEMENT last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,619 | $213.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,619 | $213.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 631 | $131.9M |
| HNW Individuals | 36 | $81.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126672 |
|---|---|
| SEC ERA File Number | 801-126672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 321991 |
| Legal Entity Identifier | None |
Principal Office
7301 MERCHANT COURTSUITE A
LAKEWOOD RANCH
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 941-203-6040, Fax: 940-267-4930
Chief Compliance Officer
DANIEL DILASCIA
OWNER / MEMBER
7301 MERCHANT COURT
SUITE A
LAKEWOOD RANCH
FL
United States
Tel:
941-203-6040
D**@***********************M
(Full email address available in API data)
Regulatory Contact
NUALA LEONARD
HEAD OF OPERATIONS
7301 MERCHANT COURT
SUITE A
LAKEWOOD RANCH
FL
United States
Tel:
(941) 867-4930
N****@***********************M
(Full email address available in API data)
Industry Affiliates
| BASE TAX | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DILASCIA, DANIEL, FRANCIS | Individual | – | OWNER / MEMBER AND CCO | 05/2022 | > 75% |