CAIUS CAPITAL US
CAIUS CAPITAL US LP Legal Name
Adviser information for CAIUS CAPITAL US last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Partnership |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 5 | $1.5B |
Total | 5 | $1.5B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $1.3B |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $134.9M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $37.5M |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 60 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | COST AND EXPENSE REIMBURSEMENT PLUS MARGIN |
Identifiers
SEC RIA File Number | 801-126680 |
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SEC ERA File Number | 801-126680 |
SEC CIK Numbers | None |
SEC CRD Numbers | 322911 |
Legal Entity Identifier | None |
Principal Office
135 W. 50TH ST.SUITE 200
NEW YORK
NY
United States
Monday - Friday, 9:00AM THROUGH 5:00PM
Tel: +1(347) 637-7131, Fax: None
Chief Compliance Officer
WILLIAM P. DOUGLAS
135-137 NEW BOND STREET
2ND FLOOR
LONDON
United Kingdom
Tel:
+442071907940
C*********@***************M
(Full email address available in API data)
Regulatory Contact
AMAL HUSSEIN
135-137 NEW BOND STREET
2ND FLOOR
LONDON
United Kingdom
Tel:
+442039543743
C*********@***************M
(Full email address available in API data)
Industry Affiliates
CAIUS CAPITAL GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
CAIUS CAPITAL LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
CAIUS CAPITAL LLP | Other investment adviser, including financial planners |
CAIUS CAPITAL US I LLC | Sponsor or syndicator of limited partnerships |
CAIUS CAPITAL US II LLC | Sponsor or syndicator of limited partnerships |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CAIUS CAPITAL US II LLC | Domestic Entity | – | SOLE OWNER | 06/2022 | > 75% |
CAIUS CAPITAL US I LLC | Domestic Entity | – | GENERAL PARTNER | 06/2022 | < 5% |
CAIUS CAPITAL LTD | Foreign Entity | CAIUS CAPITAL US I LLC | SOLE OWNER | 12/2015 | > 75% |
CAIUS CAPITAL LTD | Foreign Entity | CAIUS CAPITAL US II LLC | SOLE OWNER | 12/2015 | > 75% |
DOUGLAS, WILLIAM, PHELIM | Individual | – | CCO | 06/2022 | < 5% |
BATISTA, ANTONIO, NMN | Individual | CAIUS CAPITAL LTD | SOLE OWNER | 12/2016 | > 75% |