TRITON WEALTH
RYAN & HOPPE INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for TRITON WEALTH last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 862 | $130.1M |
| Non-Discretionary | 11 | $64.7M |
| Total | 873 | $194.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 503 | $74.7M |
| HNW Individuals | 24 | $53.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $64.7M |
| Charitable organizations | <5 | $308,445 |
| State or municipal gov entities | <5 | $1.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126684 |
|---|---|
| SEC ERA File Number | 801-126684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323255 |
| Legal Entity Identifier | None |
Principal Office
312 MINNESOTA AVE N SUITE 2004AITKIN
MN
United States
Monday - Friday, 8 AM - 4 PM
Tel: 218-927-2427, Fax: None
Chief Compliance Officer
ANDREW ARMSTRONG
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5385
A***************@*****************************M
(Full email address available in API data)
Regulatory Contact
MICHAEL RYAN
FOUNDING PARTNER
312 MINNESOTA AVENUE N.
AITKIN
MN
United States
Tel:
218-927-2427
M***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RYAN, MICHAEL, JOSEPH | Individual | – | MANAGING MEMBER | 09/2022 | 50-75% |
| HOPPE, WESLEY, THOMAS | Individual | – | MANAGING MEMBER | 09/2022 | 50-75% |
| ARMSTRONG, ANDY, JOHN | Individual | – | CCO | 06/2023 | < 5% |