TSA WEALTH MANAGEMENT
TSA WEALTH MANAGEMENT LLC Legal Name
Adviser information for TSA WEALTH MANAGEMENT last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 636 | $267.2M |
| Non-Discretionary | 0 | $0 |
| Total | 636 | $267.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 140 | $49.8M |
| HNW Individuals | 116 | $207.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.8M |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.9M |
| Other | <5 | $33,739 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126689 |
|---|---|
| SEC ERA File Number | 801-126689 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323123 |
| Legal Entity Identifier | None |
Principal Office
5718 WESTHEIMER ROADSUITE 950
HOUSTON
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (713) 735-9217, Fax: (713) 735-9229
Chief Compliance Officer
CRYSTAL MCKEON
5718 WESTHEIMER ROAD
SUITE 950
HOUSTON
TX
United States
Tel:
(713) 735-9238
Fax:
(713) 735-9229
C******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWANBURG, JONATHAN, HARRISON | Individual | – | MANAGING MEMBER | 02/2022 | > 75% |
| MARRS, AUSTIN, GENTRY | Individual | – | MANAGING MEMBER | 02/2022 | 10-25% |
| MCKEON, CRYSTAL, ALLISON | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |