ONWARD ADVISORS LLC
Adviser information for ONWARD ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126708 |
|---|---|
| SEC ERA File Number | 801-126708 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316214 |
| Legal Entity Identifier | None |
Principal Office
1000 WILSHIRE BOULEVARDSUITE 900
LOS ANGELES
CA
United States
Monday - Friday, 8 AM - 5 PM EASTERN TIME
Tel: (213) 688-8000, Fax: None
Websites
Chief Compliance Officer
ERIN PRESTON
1000 WILSHIRE BLVD
LOS ANGELES
CA
United States
Tel:
213-688-8000
E***********@**********M
(Full email address available in API data)
Industry Affiliates
| LIGHTSPEED FINANCIAL SERVICES GROUP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MW INVESTMENT STRATEGY | Other investment adviser, including financial planners |
| QAPITAL INVEST, LLC | Other investment adviser, including financial planners |
| SEPULVEDA MANAGEMENT LLC | Other investment adviser, including financial planners |
| VAN HULZEN FINANCIAL ADVISORS | Other investment adviser, including financial planners |
| WEDBUSH ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| WEDBUSH CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| WEDBUSH EUROPE | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WEDBUSH SECURITIES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorFutures commission merchantInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRESTON, ERIN, KATHLEEN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| LIMMER, ROBERT, FREDERIC | Individual | – | PRINCIPAL- CHIEF GROWTH OFFICER | 08/2022 | < 5% |
| WEDBUSH FINANCIAL SERVICES, LLC | Domestic Entity | – | OWNER | 08/2022 | > 75% |
| WEDBUSH CAPITAL | Domestic Entity | WEDBUSH FINANCIAL SERVICES, LLC | SOLE MEMBER | 10/2019 | > 75% |
| WEDBUSH FAMILY PARTNERS, LLC | Domestic Entity | WEDBUSH CAPITAL | SHAREHOLDER | 12/2020 | 50-75% |
| EDWARD AND JEAN WEDBUSH FAMILY TRUST | Domestic Entity | WEDBUSH FAMILY PARTNERS, LLC | SOLE MEMBER | 12/2020 | > 75% |
| THE BRYN MAWR TRUST COMPANY OF DELAWARE | Domestic Entity | EDWARD AND JEAN WEDBUSH FAMILY TRUST | TRUSTEE | 12/2020 | |
| MONE, CHRISTOPHER, MICHAEL | Individual | – | PRINCIPAL | 09/2022 | < 5% |
| STROUP, STEPHEN, FRANCIS | Individual | – | HEAD OF SUPERVISION | 08/2022 | < 5% |