CGAM
CALAMOS ANTETOKOUNMPO ASSET MANAGEMENT LLC Legal Name
Adviser information for CGAM last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $16.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $16.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 3 | $16.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126711 |
|---|---|
| SEC ERA File Number | 801-126711 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322813 |
| Legal Entity Identifier | 254900EOW9PWD3HOBG68 |
Principal Office
2020 CALAMOS COURTNAPERVILLE
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 630-245-7200, Fax: 630-245-6812
Chief Compliance Officer
CONSTANCE PALAS
2020 CALAMOS COURT
NAPERVILLE
IL
United States
Tel:
630-245-6337
C*****@**********M
(Full email address available in API data)
Regulatory Contact
ERIK D. OJALA
CHIEF LEGAL OFFICER
215 NORTH PEORIA STREET
#1100
CHICAGO
IL
United States
Tel:
312-757-1875
E*****@**********M
(Full email address available in API data)
Industry Affiliates
| CALAMOS ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CALAMOS ADVISORS LLC MASTER GROUP TRUST GLOBAL OPPORTUNITIES TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS ANTETOKOUNMPO SUSTAINABLE EQUITIES TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS ARES QUANT FUND I, LP | Commodity pool operator or commodity trading advisor |
| CALAMOS ETF TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CALAMOS GLOBAL OPPORTUNITIES FUND LP | Commodity pool operator or commodity trading advisor |
| CALAMOS INVESTMENT TRUST | Commodity pool operator or commodity trading advisor |
| CALAMOS PRIVATE EQUITY LLC | Other investment adviser, including financial planners |
| CALAMOS WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
| CKPE FUND I, LP | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Herman, Thomas, Edward | Individual | – | CHIEF FINANCIAL OFFICER AND TREASURER | 07/2022 | < 5% |
| CALAMOS ADVISORS LLC | Domestic Entity | – | MEMBER | 07/2022 | 50-75% |
| CALAMOS SR., JOHN, PETER | Individual | – | GLOBAL CHIEF INVESTMENT OFFICER | 07/2022 | < 5% |
| KOUDOUNIS, JOHN, SPIRO | Individual | – | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 07/2022 | < 5% |
| Dufresne, Daniel, Leo | Individual | – | PRESIDENT | 07/2022 | < 5% |
| CALAMOS INVESTMENTS LLC | Domestic Entity | CALAMOS ADVISORS LLC | SOLE MEMBER / MANAGER | 10/2004 | > 75% |
| CALAMOS PARTNERS LLC | Domestic Entity | CALAMOS INVESTMENTS LLC | MEMBER | 07/2016 | > 75% |
| CALAMOS ASSET MANAGEMENT, INC. | Domestic Entity | CALAMOS INVESTMENTS LLC | SOLE MANAGER/MEMBER | 10/2004 | |
| CALAMOS FAMILY PARTNERS, INC. | Domestic Entity | CALAMOS PARTNERS LLC | MEMBER | 09/2014 | > 75% |
| CALAMOS SR., JOHN, PETER | Individual | CALAMOS ASSET MANAGEMENT, INC. | SHAREHOLDER | 12/2020 | 50-75% |
| JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST | Domestic Entity | CALAMOS FAMILY PARTNERS, INC. | SHAREHOLDER | 10/2004 | > 75% |
| CALAMOS SR., JOHN, PETER | Individual | JOHN P. CALAMOS, TRUSTEE, UNDER THE JOHN P. CALAMOS 1985 TRUST | TRUSTEE AND SHAREHOLDER | 08/1985 | > 75% |
| KOUDOUNIS, JOHN, SPIRO | Individual | CALAMOS ASSET MANAGEMENT, INC. | SHAREHOLDER | 12/2020 | 25-50% |
| TAKAHASHI, WILLIAM, J | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| KOUDOUNIS, JOHN, SPIRO | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| CALAMOS SR., JOHN, PETER | Individual | CALAMOS PARTNERS LLC | MANAGER | 07/2016 | |
| Stavropoulos Palas, Constance, E | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| ORIGINAL C FUND LLC | Domestic Entity | – | MEMBER | 08/2022 | 50-75% |
| ANTETOKOUNMPO, GIANNIS, SINA UGO | Individual | – | DIRECTOR | 07/2022 | 25-50% |
| SIANIS, JOHN, HARRY | Individual | – | DIRECTOR | 07/2022 | < 5% |
| ORIGINAL PE, LLC | Domestic Entity | ORIGINAL C FUND LLC | CLASS A MEMBER | 08/2022 | > 75% |
| ORIGINAL PE, LLC | Domestic Entity | ORIGINAL C FUND LLC | CLASS B MEMBER | 08/2022 | 50-75% |
| ANTETOKOUNMPO, GIANNIS, SINA UGO | Individual | ORIGINAL PE, LLC | MEMBER | 06/2021 | > 75% |
| RUSSELL, CHRISTOPHER, STEPHEN | Individual | – | SECRETARY | 07/2022 | < 5% |
| Ojala, Erik, Donald | Individual | – | CHIEF LEGAL OFFICER | 07/2023 | < 5% |
| Wondra, Dylan, Richard | Individual | – | DIRECTOR | 10/2023 | < 5% |