KURV INVESTMENT MANAGEMENT LLC
Adviser information for KURV INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $3.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $3.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $3.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126717 |
|---|---|
| SEC ERA File Number | 801-126717 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323149 |
| Legal Entity Identifier | None |
Principal Office
1 LETTERMAN DRIVEBUILDING C, SUITE 3-500
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 888-393-5878, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
1 LETTERMAN DRIVE
BUILDING C, SUITE 3-500
SAN FRANCISCO
CA
United States
Tel:
888-393-5878
G*************@*************M
(Full email address available in API data)
Industry Affiliates
| FOLLOW RIA | Other investment adviser, including financial planners |
| HERRING RIA SUB, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KURV INVESTMENT, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 07/2022 | > 75% |
| ABRAHAM, JACK, PHILLIP | Individual | F41 INVESTMENTS LLC | MANAGER | 01/2013 | > 75% |
| F41 INVESTMENTS LLC | Domestic Entity | KURV INVESTMENT, INC. | SHAREHOLDER | 09/2021 | 25-50% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| CHAN, HOWARD, FONGHAO | Individual | – | CEO | 07/2022 | < 5% |