PRINCIPLED ADVISORS, INC.
Adviser information for PRINCIPLED ADVISORS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 99 | $12.0M |
| Total | 99 | $12.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 94 | $9.0M |
| HNW Individuals | 5 | $3.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 41 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 140 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-126718 |
|---|---|
| SEC ERA File Number | 801-126718 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323468 |
| Legal Entity Identifier | None |
Principal Office
7485 INSPIRA CIRCLEUNIT 1121
NAPLES
FL
United States
Monday - Friday, 9AM TO 5PM
Tel: 877-860-0900, Fax: 877-860-0906
Websites
Chief Compliance Officer
ANTHONY GIRELLINI
PRESIDENT
7485 INSPIRA CIRCLE
UNIT 1121
NAPLES
FL
United States
Tel:
877-860-0900
Fax:
877-860-0906
G********@*************M
(Full email address available in API data)
Industry Affiliates
| PRINCIPLED ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIRELLINI, ANTHONY | Individual | – | PRESIDENT, CCO | 04/2022 | > 75% |