BRM INVESTMENT MANAGEMENT LLC
Adviser information for BRM INVESTMENT MANAGEMENT LLC last updated from Form ADV on August 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 306 | $132.9M |
| Non-Discretionary | 0 | $0 |
| Total | 306 | $132.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 112 | $30.9M |
| HNW Individuals | 47 | $98.2M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.5M |
| Charitable organizations | <5 | $97,554 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $165,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126722 |
|---|---|
| SEC ERA File Number | 801-126722 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323439 |
| Legal Entity Identifier | None |
Principal Office
601 21ST STREETSUITE 300
VERO BEACH
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 5136555566, Fax: None
Chief Compliance Officer
M. PAUL MASSEY
466 33RD AVE SW
VERO BEACH
FL
United States
Tel:
513-655-5561
P******@****************M
(Full email address available in API data)
Regulatory Contact
WILL BROWN
CEO
221 EAST FOURTH STREET
SUITE 2700
CINCINNATI
OH
United States
Tel:
513-655-5561
W*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, WILLIAM, BUSH | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2022 | 50-75% |
| MASSEY, MICHAEL, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | 25-50% |
| ROMANS, WILLIAM, EDWARD | Individual | – | PARTNER | 09/2022 | 25-50% |