Hedge Fund Database

PILGRIM GLOBAL ADVISORS LLC

Adviser information for PILGRIM GLOBAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $585.0M
Non-Discretionary 0 $0
Total 2 $585.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $585.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-126727
SEC ERA File Number 801-126727
SEC CIK Numbers 1963918
SEC CRD Numbers 323259
Legal Entity Identifier None

Principal Office

4785 CAUGHLIN PARKWAY
RENO
NV
United States
Monday - Friday, 8AM-5PM
Tel: (775) 301-3963, Fax: None

Chief Compliance Officer

GISELLE CASELLA
4785 CAUGHLIN PARKWAY
RENO
NV
United States
Tel: (973) 786-4482
(Full email address available in API data)

Industry Affiliates

ANDREW TYSON ARNEDT Lawyer or law firm
PILGRIM GLOBAL ADVISORS CORPORATION Other investment adviser, including financial planners
PROCTER HUG IV Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PILGRIM GLOBAL ICAV Hedge Fund $496.9M $5.0M 111
PILGRIM GLOBAL SPV I (US), LP SPECIAL PURPOSE VEHICLE $88.1M $0.0M 1

Control Persons

Name Type Entity Title Since Ownership
MAUPIN, DARREN, JOHN Individual – OWNER, MANAGER 12/2022 50-75%
Hug IV, Procter, James Individual – MANAGER 07/2022 < 5%
ARNEDT, ANDREW, TYSON Individual – GENERAL COUNSEL, MANAGER 10/2022 < 5%
Chung, Kean, Hua Individual – OWNER 12/2022 25-50%
CASELLA, GISELLE Individual – CHIEF COMPLIANCE OFFICER 03/2024 < 5%

No. Employees, Historic

105020222023202420250 on 9/12/20220 on 9/13/20220 on 10/21/20220 on 10/21/20220 on 10/31/20222 on 2/7/20233 on 3/27/2024

RAUM, Historic

600M300M020222023202420250 on 9/12/20220 on 9/13/20220 on 10/21/20220 on 10/21/20220 on 10/31/2022300646677 on 2/7/2023584987740 on 3/27/2024

No. Clients, Historic

105020222023202420250 on 9/12/20220 on 9/13/20220 on 10/21/20220 on 10/21/20220 on 10/31/20221 on 2/7/20232 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
NAVIOS MARITIME PARTNERS L P COM UNIT LPI 248M 5M Pilgrim Global ICAV
NOBLE CORP PLC ORD SHS A 632K 14K Pilgrim Global ICAV
SABLE OFFSHORE CORP COM SHS 121M 8M Pilgrim Global ICAV
SABLE OFFSHORE CORP *W EXP 99/99/999 3M 750K Pilgrim Global ICAV
TIDEWATER INC NEW COM 952K 10K Pilgrim Global ICAV
TIDEWATER INC NEW COM 135M 1M Pilgrim Global ICAV