O'DONNELL WEALTH MANAGEMENT
O'DOMHNAILL ENTERPRISES, INC. Legal Name
Adviser information for O'DONNELL WEALTH MANAGEMENT last updated from Form ADV on November 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 317 | $55.2M |
| Non-Discretionary | 0 | $0 |
| Total | 317 | $55.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $18.8M |
| HNW Individuals | 28 | $36.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 55.2M |
| Portfolio Manager | 55.2M |
| Both for Same | 55.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| O'DONNELL WEALTH MANAGEMENT WRAP FEE PROGRAM | O'DONNELL WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-126754 |
|---|---|
| SEC ERA File Number | 801-126754 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323384 |
| Legal Entity Identifier | None |
Principal Office
627 YELLOWSTONE AVENUECODY
WY
United States
Monday - Friday, 8:30 AM- 4:30 PM
Tel: 307-586-4279, Fax: None
Websites
Chief Compliance Officer
STEPHEN O'DONNELL, JR.
627 YELLOWSTONE AVENUE
CODY
WY
United States
Tel:
307-586-4279
S******@*************M
(Full email address available in API data)
Regulatory Contact
RYAN O'DONNELL
CHIEF INFORMATION SECURITY OFFICER
627 YELLOWSTONE AVENUE
CODY
WY
United States
Tel:
307-586-4279
R***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEPHEN PATRICK O'DONNELL, SR. AND SUE JEAN O'DONNELL LIVING TRUST | Domestic Entity | – | OWNER | 02/2022 | > 75% |
| O'DONNELL, STEPHEN, PATRICK | Individual | STEPHEN PATRICK O'DONNELL, SR. AND SUE JEAN O'DONNELL LIVING TRUST | TRUSTEE | 02/2022 | 50-75% |
| ODonnell, Sue Jean | Individual | STEPHEN PATRICK O'DONNELL, SR. AND SUE JEAN O'DONNELL LIVING TRUST | TRUSTEE | 02/2022 | 50-75% |
| ODONNELL, STEPHANIE, BRIANNA | Individual | – | DIRECTOR, COMMUNICATIONS | 09/2023 | < 5% |
| O'DONNELL, STEPHEN, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| O'Donnell, Sue Jean | Individual | – | MANAGING PARTNER | 09/2023 | < 5% |