ANCORATO
LEGACY INVESTMENT SOLUTIONS, LLC Legal Name
Adviser information for ANCORATO last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,022 | $170.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,022 | $170.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 962 | $108.9M |
| HNW Individuals | 29 | $59.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 31 | $2.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-126757 |
|---|---|
| SEC ERA File Number | 801-126757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322695 |
| Legal Entity Identifier | None |
Principal Office
851 N HICKORY STREET SUITE 100MERIDIAN
ID
United States
Monday - Friday, 8AM-5PM
Tel: 208-955-0500, Fax: 208-955-4305
Chief Compliance Officer
JEFFERSON WEST
CCO
13965 W CHINDEN BLVD
SUITE 200
BOISE
ID
United States
Tel:
208-955-0500
Fax:
208-955-4305
J***@*****************M
(Full email address available in API data)
Regulatory Contact
ANDY RAD
FOUNDER, MANAGING PARTNER
13965 W CHINDEN BLVD
SUITE 200
BOISE
ID
United States
Tel:
208-955-0500
Fax:
208-955-4305
A***@*****************M
(Full email address available in API data)
Industry Affiliates
| LEGACY PEAK INSURANCE SOLUTIONS, LLC | Insurance company or agency |
| LEGACY WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAD, ANDY, ALBERT | Individual | – | CHIEF INVESTMENT OFFICER | 09/2022 | < 5% |
| LPM INSURANCE & AGENCY, LLC | Domestic Entity | – | OWNER | 09/2022 | < 5% |
| LEGACY WEALTH ADVISORS, LLC | Domestic Entity | – | OWNER | 09/2022 | < 5% |
| COVINO, PETER, CARMINE | Individual | LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC | OWNER | 05/2023 | 50-75% |
| RAD, ANDY, ALBERT | Individual | LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC | OWNER | 05/2023 | 50-75% |
| COVINO, PETER, CARMINE | Individual | – | MANAGER | 09/2022 | < 5% |
| LEGACY INVESTMENT SOLUTIONS HOLDINGS, LLC | Domestic Entity | – | OWNER | 08/2023 | > 75% |
| WEST, JEFFERSON, HUNT | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |