GUIDANCE CAPITAL, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Kentucky, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	3
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	5
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,675	$288.3M
Non-Discretionary	0	$0
Total	1,675	$288.3M

Clients

Type	Number	RAUM
Individuals	407	$111.7M
HNW Individuals	60	$159.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$2.2M
Charitable organizations	<5	$2.4M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	5	$12.5M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Accountant or accounting firm

Identifiers

SEC RIA File Number	801-126764
SEC ERA File Number	801-126764
SEC CIK Numbers	1958743
SEC CRD Numbers	323541
Legal Entity Identifier	None

Principal Office

2020 HIGH WICKHAM PLACE
SUITE 200
LOUISVILLE
KY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic