IDB LIDO WEALTH, LLC
Adviser information for IDB LIDO WEALTH, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 117 | $93.6M |
| Non-Discretionary | 0 | $0 |
| Total | 117 | $93.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 55 | $83.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $696,144 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $9.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126779 |
|---|---|
| SEC ERA File Number | 801-126779 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 322488 |
| Legal Entity Identifier | None |
Principal Office
1114 6TH AVENUE, 9TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 310-278-8232, Fax: None
Chief Compliance Officer
TINA MITCHELL
1350 COLUMBIA STREET
SUITE 300
SAN DIEGO
CA
United States
Tel:
619-997-4565
Fax:
619-278-0050
T************@**********M
(Full email address available in API data)
Regulatory Contact
JASON LEE
DIRECTOR & MANAGER
1875 CENTURY PARK EAST
SUITE 950
LOS ANGELES
CA
United States
Tel:
(310) 278-8232
Fax:
(310) 278-8267
C*********@***************M
(Full email address available in API data)
Industry Affiliates
| ENTERPRISE TRUST & INVESTMENT COMPANY | Trust company |
| ISRAEL DISCOUNT BANK LTD. | Banking or thrift institution |
| ISRAEL DISCOUNT BANK OF NEW YORK | Banking or thrift institution |
| LIDO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO CAP AND GAP GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO PRIVATE FUNDS | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO UNCAPPED DIVERSIFIED GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO UNCAPPED GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIDO UNCAPPED PLATINUM GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIDO ADVISORS | Domestic Entity | – | OWNER | 06/2022 | 50-75% |
| ISRAEL DISCOUNT BANK OF NEW YORK | Domestic Entity | – | OWNER | 06/2022 | 50-75% |
| OZUR, JASON, JAY | Individual | – | BOARD CHAIRMAN AND MANAGER | 06/2022 | < 5% |
| STERN, KENNETH, AARON | Individual | – | DIRECTOR AND MANAGER | 06/2022 | < 5% |
| LEE, JASON, PANG FE | Individual | – | DIRECTOR AND MANAGER | 06/2022 | < 5% |
| MITCHELL, TINA, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |
| Biron, Ziv | Individual | – | DIRECTOR AND MANAGER | 06/2022 | < 5% |
| LOGATTO, JAMES, ROBERT | Individual | – | DIRECTOR AND MANAGER | 06/2022 | < 5% |
| Kanapathipillai, Iynkaran | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2022 | < 5% |
| DISCOUNT BANCORP, INC. | Domestic Entity | ISRAEL DISCOUNT BANK OF NEW YORK | OWNER | 02/2000 | > 75% |
| ISRAEL DISCOUNT BANK LTD | Foreign Entity | DISCOUNT BANCORP, INC. | OWNER | 02/2000 | > 75% |
| CHARLESBANK EQUITY FUND X, LIMITED PARTNERSHIP | Domestic Entity | LIDO ADVISORS | MEMBER | 06/2021 | 25-50% |