NEW WAVE WEALTH ADVISORS
NEW WAVE WEALTH ADVISORS LLC Legal Name
Adviser information for NEW WAVE WEALTH ADVISORS last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 890 | $215.3M |
| Non-Discretionary | 0 | $0 |
| Total | 890 | $215.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 367 | $61.3M |
| HNW Individuals | 54 | $135.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 21 | $16.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-126788 |
|---|---|
| SEC ERA File Number | 801-126788 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323414 |
| Legal Entity Identifier | None |
Principal Office
4403 S THOMPSON ST, STE 1SPRINGDALE
AR
United States
Monday - Friday, APPOINTMENT ONLY
Tel: (479) 877-2525, Fax: None
Websites
Chief Compliance Officer
HANNAH STANLEY
MANAGING MEMBER
4403 S THOMPSON ST, STE 1
SPRINGDALE
AR
United States
Tel:
(479) 877-2525
H*************@************************M
(Full email address available in API data)
Regulatory Contact
IVAN BARRETTO
CONSULTANT
NORTH HIGHWAY 183
13359
AUSTIN
TX
United States
Tel:
18337422246
I***@*******O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STANLEY, DUSTIN, HEATH | Individual | – | CCO | 09/2022 | 50-75% |
| STANLEY, HANNAH, ELIZABETH | Individual | – | MANAGING MEMBER | 09/2022 | 50-75% |