Hedge Fund Database

REGIS MANAGEMENT, A MERCER ADVISORS COMPANY

REGIS ACQUISITION INC. Legal Name

Adviser information for REGIS MANAGEMENT, A MERCER ADVISORS COMPANY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 30 $2.9B
Non-Discretionary 0 $0
Total 30 $2.9B

Clients

Type Number RAUM
Individuals <5 $4.9M
HNW Individuals 22 $2.1B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 6 $794.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-126789
SEC ERA File Number 801-126789
SEC CIK Numbers 1984125
SEC CRD Numbers 323495
Legal Entity Identifier None

Principal Office

1200 17TH STREET
SUITE 500
DENVER
CO
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 650-838-1030, Fax: None

Chief Compliance Officer

KIMBERLY LORENZ
1200 17TH STREET
SUITE 500
DENVER
CO
United States
Tel: 720-551-5457
(Full email address available in API data)

Regulatory Contact

BENJAMIN BRAMER
1200 17TH STREET
SUITE 500
DENVER
CO
United States
Tel: 720-617-7745
(Full email address available in API data)

Industry Affiliates

HEIM, YOUNG & ASSOCIATES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MERCER ADVISORS INSURANCE SERVICES, LLC. Insurance company or agency
MERCER ADVISORS PRIVATE ASSET MANAGEMENT GP I LLC Sponsor, GP, manager of pooled investment vehicles
MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC. Other investment adviser, including financial planners
MERCER GLOBAL ADVISORS INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CALCAGNI, DONALD, ANDREW Individual – CHIEF INVESTMENT OFFICER 09/2022 < 5%
MERCER ADVISORS INTERMEDIATE HOLDINGS INC. Domestic Entity – PARENT COMPANY 09/2022 > 75%
PIERSON, LOREN Individual – CHIEF OPERATING OFFICER 09/2022 < 5%
WELLING, CHARLES, DAVID Individual – CHIEF EXECUTIVE OFFICER 09/2022 < 5%
LELLIS, MARTINE, ELIZABETH Individual – CHIEF TALENT OFFICER 09/2022 < 5%
Lorenz, Kimberly Individual – CHIEF COMPLIANCE OFFICER 09/2022 < 5%
Encino, Mathew Individual – GENERAL COUNSEL 09/2022 < 5%
Foodim, Gary Individual – CHIEF MARKETING OFFICER 09/2022 < 5%
MERCER ADVISORS INC. Domestic Entity MERCER ADVISORS INTERMEDIATE HOLDINGS INC. PARENT COMPANY TO MERCER ADVISORS INTERMEDIATE HOLDINGS INC. 04/2013 > 75%
GC WAVES HOLDINGS, INC. Domestic Entity MERCER ADVISORS INC. PARENT COMPANY TO MERCER ADVISORS INC. 03/2015 > 75%
OG CRIMSON PARENT, INC. Domestic Entity GC WAVES HOLDINGS, INC. PARENT COMPANY TO GC WAVES HOLDINGS, INC. 10/2019 > 75%
OG CRIMSON HOLDINGS, L.P. Domestic Entity OG CRIMSON PARENT HOLDINGS I, INC. PARENT COMPANY TO OG CRIMSON PARENT HOLDINGS I, INC. 01/2023 > 75%
OG CRIMSON HOLDINGS GENPAR, LLC Domestic Entity OG CRIMSON HOLDINGS, L.P. GENERAL PARTNER 09/2019
OG CRIMSON PARENT HOLDINGS II, INC. Domestic Entity OG CRIMSON PARENT, INC. PARENT COMPANY TO OG CRIMSON PARENT, INC. 01/2023 > 75%
OG CRIMSON PARENT HOLDINGS I, INC. Domestic Entity OG CRIMSON PARENT HOLDINGS II, INC. PARENT COMPANY TO OG CRIMSON PARENT HOLDINGS II, INC. 01/2023 > 75%
GOURVITCH, DANIEL, ALEXANDER Individual – PRESIDENT 10/2022 < 5%
APH III PRIMETIME AGGREGATOR, L.P. Domestic Entity OG CRIMSON HOLDINGS, L.P. SHAREHOLDER 08/2023 25-50%
ALTAS PARTNERS HOLDINGS III (A) LP Domestic Entity APH III PRIMETIME AGGREGATOR, L.P. SHAREHOLDER 08/2023 25-50%
ALTAS PARTNERS HOLDINGS III LP Domestic Entity APH III PRIMETIME AGGREGATOR, L.P. SHAREHOLDER 08/2023 25-50%
APH III PRIMETIME CO-INVEST LP Domestic Entity APH III PRIMETIME AGGREGATOR, L.P. SHAREHOLDER 08/2023 25-50%
KERESTECI, GUN Individual – CHIEF FINANCIAL OFFICER 02/2024 < 5%

No. Employees, Historic

30150202220232024202524 on 9/26/202224 on 2/23/202324 on 2/23/202324 on 3/30/202324 on 3/31/202324 on 4/19/202324 on 4/24/202324 on 6/27/202324 on 9/22/202324 on 10/5/202324 on 10/6/202324 on 10/6/202324 on 10/27/202324 on 1/6/202413 on 3/28/202413 on 3/29/2024

RAUM, Historic

3B2B020222023202420250 on 9/26/20221511074881 on 2/23/20231511074881 on 2/23/20231511074881 on 3/30/20231511074881 on 3/31/20231511074881 on 4/19/20231511074881 on 4/24/20231511074881 on 6/27/20231511074881 on 9/22/20231511074881 on 10/5/20231511074881 on 10/6/20231511074881 on 10/6/20231511074881 on 10/27/20231511074881 on 1/6/20242868918920 on 3/28/20242868918920 on 3/29/2024

No. Clients, Historic

3015020222023202420250 on 9/26/202227 on 2/23/202327 on 2/23/202327 on 3/30/202327 on 3/31/202327 on 4/19/202327 on 4/24/202327 on 6/27/202327 on 9/22/202327 on 10/5/202327 on 10/6/202327 on 10/6/202327 on 10/27/202327 on 1/6/202428 on 3/28/202428 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC. COM 874 4K 0
ISHARES MSCI ALL COUNTRY WORLD INDEX ETF COM 217 2K 0
BANK OF AMERICA CORPORATION COM 207 5K 0
VANGUARD TOTAL BOND MARKET ETF COM 2K 28K 0
PIMCO TOTAL RETURN ETF COM 10K 113K 0
BRC INC. CL A COM 145 24K 0
BERKSHIRE HATHAWAY (CLASS B) COM 220 540 0
PROSHARES LARGE CAP CORE PLUS ETF COM 1K 20K 0
CHEVRON CORPORATION COM 285 2K 0
DIMENSIONAL U S CORE EQUITY 2 ETF COM 451 14K 0
ISHARES ESG AWARE MSCI EAFE ETF COM 375 5K 0
ISHARES ESG AWARE MSCI USA ETF COM 681 6K 0
VANGUARD ESG U.S. STOCK ETF COM 311 3K 0
GOLUB CAPITAL BDC, INC COM 579 37K 0
SPDR S&P GLOBAL NATURAL RESOURCES ETF COM 771 14K 0
FLEXSHARES GLOBAL UPSTREAM NAT RES INX FD COM 5K 135K 0
GUIDEWIRE SOFTWARE, INC COM 2K 11K 0
ISHARES IBONDS DEC 2024 TERM MUNI BOND ETF COM 262 10K 0
ISHARES CORE MSCI EAFE ETF COM 41K 561K 0
ISHARES CORE MSCI EMERGING MARKETS ETF COM 12K 229K 0
ISHARES GLOBAL INFRASTRUCTURE ETF COM 696 15K 0
ISHARES DOW JONES U.S. REAL ESTATE ETF COM 6K 64K 0
LEVI STRAUSS & CO. COM 8K 414K 0
META PLATFORMS INC. CL A COM 620 1K 0
MICROSOFT COM 235 525 0
ISHARES NATIONAL AMT-FREE MUNI BOND ETF COM 1K 11K 0
PROSHARES S&P 500 DIV ARISTOCRATS E COM 227 2K 0
POWERSHARES QQQ TRUST SER 1 COM 283 590 0
INVESCO S&P 500 PURE GROWTH ETF COM 247 7K 0
SCHWAB US BROAD MARKET ETF COM 3K 51K 0
S&P 500 SPDR ETF COM 4K 8K 0
VANGUARD ENERGY ETF COM 774 6K 0
VANGUARD FTSE DEVELOPED MARKETS ETF COM 7K 143K 0
VANGUARD REIT ETF COM 7K 80K 0
VANGUARD ESG INTERNATIONAL STOCK ETF COM 242 4K 0
VANGUARD TOTAL WORLD STOCK INDEX ETF COM 1K 13K 0
VANGUARD MUNI BND TAX EXEMPT ETF COM 528 11K 0
VANGUARD TOTAL STOCK MARKET ETF COM 36K 133K 0
VANGUARD FTSE EMERGING MARKETS ETF COM 5K 109K 0
ENERGY SELECT SECTOR SPDR FUND COM 4K 39K 0