Hedge Fund Database

ROCKPORT WEALTH ADVISORS

ROCKPORT WEALTH, LLC Legal Name

Adviser information for ROCKPORT WEALTH ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 503 $143.7M
Non-Discretionary 0 $0
Total 503 $143.7M

Clients

Type Number RAUM
Individuals 171 $34.3M
HNW Individuals 86 $109.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTATION SERVICES
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
ROCKPORT WEALTH ADVISORS WRAP FEE PROGRAM ROCKPORT WEALTH ADVISORS

Identifiers

SEC RIA File Number 801-126796
SEC ERA File Number 801-126796
SEC CIK Numbers 2022866
SEC CRD Numbers 297122
Legal Entity Identifier None

Principal Office

22730 FAIRVIEW CENTER DR
SUITE# 150
FAIRVIEW PARK
OH
United States
Monday - Friday, 8;00AM - 5:00PM
Tel: (216) 226-4560, Fax: (216) 226-4570

Websites

www.linkedin.com/in/adam-stalnaker-1479707/ www.linkedin.com/company/rockportwealthadvisors www.linkedin.com/in/rcoleman-2312424/ www.facebook.com/rockportwealth www.facebook.com/veteraninvestmentplanning www.myrwplan.com www.rockportwealth.com www.myrwinvest.com www.rangerinvestmentplanning.com www.linkedin.com/groups/12551110/ www.veteraninvestmentplanning.com www.instagram.com/rangerinvestmentplanning/?r=nametag www.jarnoldwealth.com www.facebook.com/rangerinvestmentplanning www.instagram.com/veteraninvestmentplanning/?r=nametag

Chief Compliance Officer

C DAVID DICKINSON
1485 KINGSWOOD TERRACE
HARBOR SPRINGS
MI
United States
Tel: (216) 226-4560
(Full email address available in API data)

Regulatory Contact

JOSEPH J KOVACH
MEMBER
22730 FAIRVIEW CENTER DR
SUITE# 150
FAIRVIEW PARK
OH
United States
Tel: (216) 226-4560
Fax: (216) 226-4570
(Full email address available in API data)

Industry Affiliates

THE J. ARNOLD WEALTH MANAGEMENT CO., LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STALNAKER, ADAM, RICHARD Individual – MANAGING MEMBER 05/2018 < 5%
KOVACH, JOSEPH, JOHN Individual – MEMBER 05/2018 < 5%
JJK FINANCIAL, INC. Domestic Entity – OWNER 01/2019 50-75%
ARS CAPITAL, INC. Domestic Entity – OWNER 01/2019 50-75%
STALNAKER, ADAM, RICHARD Individual ARS CAPITAL, INC. OWNER 10/2018 > 75%
KOVACH, JOSEPH, JOHN Individual JJK FINANCIAL, INC. OWNER 05/2012 > 75%
DICKINSON, CHARLES, DAVID Individual – CHIEF COMPLIANCE OFFICER 01/2021 < 5%

No. Employees, Historic

105020222023202420256 on 9/27/20226 on 11/1/20226 on 2/8/20236 on 3/1/20236 on 3/31/20237 on 12/19/20237 on 12/20/20237 on 1/9/20247 on 1/10/20247 on 1/10/20247 on 1/10/20249 on 2/12/20249 on 2/12/20249 on 2/13/20249 on 3/29/2024

RAUM, Historic

200M100M02022202320242025103977000 on 9/27/2022103977000 on 11/1/2022103977000 on 2/8/2023103977000 on 3/1/2023123049000 on 3/31/2023123049000 on 12/19/2023123049000 on 12/20/2023123049000 on 1/9/2024123049000 on 1/10/2024123049000 on 1/10/2024123049000 on 1/10/2024123049000 on 2/12/2024123049000 on 2/12/2024123049000 on 2/13/2024143699000 on 3/29/2024

No. Clients, Historic

30015002022202320242025211 on 9/27/2022211 on 11/1/2022211 on 2/8/2023211 on 3/1/2023253 on 3/31/2023253 on 12/19/2023253 on 12/20/2023253 on 1/9/2024253 on 1/10/2024253 on 1/10/2024253 on 1/10/2024253 on 2/12/2024253 on 2/12/2024253 on 2/13/2024257 on 3/29/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 801K 4K –
ALPS ETF TR SECTR DIV DOGS 544K 10K –
AMAZON COM INC COM 15M 77K –
AMPLIFY ETF TR HIGH INCOME 2M 136K –
APPLE INC COM 16M 78K –
APTARGROUP INC COM 343K 2K –
BOEING CO COM 381K 2K –
BROADCOM INC COM 670K 417 –
CAPITAL GROUP CORE BALANCED SHS 4M 138K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 364K 11K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 349K 11K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 221K 9K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 316K 14K –
CARNIVAL CORP UNIT 99/99/9999 479K 26K –
DRAFTKINGS INC NEW COM CL A 343K 9K –
ETFIS SER TR I VIRTUS NEWFLEET 304K 14K –
FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 288K 3K –
FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 424K 19K –
FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 705K 45K –
FS KKR CAP CORP COM 290K 15K –
GLOBAL X FDS NASDAQ 100 COVER 1M 65K –
GLOBAL X FDS US PFD ETF 1M 54K –
INTUITIVE SURGICAL INC COM NEW 27M 61K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 801K 22K –
INVESCO QQQ TR UNIT SER 1 46M 97K –
ISHARES TR RUSSELL 2000 ETF 775K 4K –
ISHARES TR CORE S&P SCP ETF 1M 14K –
ISHARES TR MRGSTR MD CP GRW 695K 10K –
ISHARES TR NATIONAL MUN ETF 311K 3K –
ISHARES TR U.S. PHARMA ETF 12M 182K –
ISHARES TR RUS TP200 GR ETF 3M 12K –
ISHARES TR MSCI USA MIN VOL 285K 3K –
ISHARES TR ESG AWRE USD ETF 230K 10K –
ISHARES TR ESG ADV TTL USD 576K 14K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 3M 45K –
JPMORGAN CHASE & CO. COM 317K 2K –
MICROSOFT CORP COM 7M 15K –
NEXTERA ENERGY INC COM 256K 4K –
NVIDIA CORPORATION COM 15M 124K –
PACER FDS TR DEVELOPED MRKT 490K 16K –
PROCTER AND GAMBLE CO COM 518K 3K –
PROSHARES TR INVT INT RT HG 214K 3K –
PROSHARES TR S&P 500 DV ARIST 4M 42K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 19K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 32M 216K –
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 25K –
SELECT SECTOR SPDR TR ENERGY 2M 19K –
SELECT SECTOR SPDR TR INDL 1M 12K –
SELECT SECTOR SPDR TR SBI INT-UTILS 12M 177K –
SPDR SER TR HLTH CARE SVCS 3M 37K –
SPDR SER TR AEROSPACE DEF 215K 2K –
SPDR SER TR S&P PHARMAC 2M 46K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 1M 49K –
SPROTT PHYSICAL GOLD TR UNIT 732K 41K –
SPROTT PHYSICAL SILVER TR TR UNIT 784K 79K –
STARBOARD INVT TR ADAPTIVE HDGD MU 3M 343K –
VANECK ETF TRUST GOLD MINERS ETF 1M 40K –
VANGUARD INDEX FDS GROWTH ETF 287K 768 –
VANGUARD INDEX FDS TOTAL STK MKT 255K 954 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 708K 16K –
WISDOMTREE TR US LARGECAP DIVD 3M 37K –
WISDOMTREE TR US MIDCAP DIVID 855K 18K –
WP CAREY INC COM 318K 6K –