OCHO INVESTMENT ADVISORS, LLC
Adviser information for OCHO INVESTMENT ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 122 | $3.1M |
| Non-Discretionary | 459 | $13.4M |
| Total | 581 | $16.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 313 | $11.8M |
| HNW Individuals | 69 | $4.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-126799 |
|---|---|
| SEC ERA File Number | 801-126799 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323620 |
| Legal Entity Identifier | None |
Principal Office
10 GRAND STREETFLOOR 3
BROOKLYN
NY
United States
Monday - Friday, 10:00 - 6:00
Tel: 2014720612, Fax: None
Websites
Chief Compliance Officer
EVAN COHEN
10 GRAND STREET
FLOOR 3
BROOKLYN
NY
United States
Tel:
8472820433
E***@*************M
(Full email address available in API data)
Regulatory Contact
ANKUR NAGPAL
CEO
10 GRAND STREET
FLOOR 3
BROOKLYN
NY
United States
Tel:
5105083851
A****@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE VIBES COMPANY INC. | Domestic Entity | – | SOLE MEMBER | 09/2022 | > 75% |
| Nagpal, Ankur | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2022 | < 5% |
| Nagpal, Ankur | Individual | THE VIBES COMPANY INC. | OWNER | 10/2022 | 50-75% |
| Cohen, Evan, Andrew | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |