LUMIDA WEALTH MANAGEMENT LLC
Adviser information for LUMIDA WEALTH MANAGEMENT LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $26.3M |
| Non-Discretionary | 1 | $98.6M |
| Total | 15 | $124.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $5.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $119.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126806 |
|---|---|
| SEC ERA File Number | 801-126806 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323410 |
| Legal Entity Identifier | None |
Principal Office
25 W 39TH STREET SUITE 700NEW YORK
NY
United States
Monday - Friday, 9AM - 5 AM
Tel: 8335125111, Fax: None
Websites
podcasts.google.com/feed/ahr0chm6ly9mzwvkcy5zaw1wbgvjyxn0lmnvbs9mekrsv3dcsq==
www.linkedin.com/company/lumidawealth
www.lumida.co
twitter.com/lumidawealth
www.tiktok.com/@lumidawealth?_t=8hkykzoudqu&_r=1
www.youtube.com/@lumida_wealth
www.facebook.com/lumidawealth/
www.instagram.com/lumidanyc/
twitter.com/lumidalegacy
www.tiktok.com/@lumidalegacy?_t=8hkysdtpm58&_r=1
www.youtube.com/@lumidalegacy
www.facebook.com/people/lumida-legacy-podcast/61552088032937/
www.instagram.com/lumidalegacy/
ledger.lumida.com/
legacy.lumida.com/
non-consensus-investing.simplecast.com/
podcasts.apple.com/us/podcast/lumida-wealth-non-consensus-invest-beyond-the-ordinary/id1716035740
lumidalegacy.simplecast.com/
podcasts.apple.com/us/podcast/the-lumida-legacy-podcast/id1711413447
open.spotify.com/show/2tes633kdf3tsuzgxh2vfk
music.amazon.com/podcasts/9a85322f-79d2-420b-b82d-0362ef86f6d4/the-lumida-legacy-podcast
Chief Compliance Officer
JUSTIN GUILDER
31 QUINCY STREET
BETHESDA
MD
United States
Tel:
2023419483
J*****@********O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SOCIAL LEVERAGE CAPITAL FUND IV LP | Venture Capital Fund | $98.6M | $0.5M | 170 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Guilder, Justin, Matthew | Individual | – | SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| AHLUWALIA, RAM | Individual | – | PRESIDENT | 08/2022 | < 5% |
| LUMIDA, INC | Domestic Entity | – | PRINCIPAL OWNER | 08/2022 | > 75% |
| ASMAA AHLUWALIA 2022 DYNASTY TRUST | Domestic Entity | LUMIDA, INC | MEMBER | 07/2022 | 50-75% |
| AHLUWALIA, RAM | Individual | ASMAA AHLUWALIA 2022 DYNASTY TRUST | TRUSTEE | 07/2022 | > 75% |