LEGACY SOLUTIONS, LLC
Adviser information for LEGACY SOLUTIONS, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 613 | $163.9M |
| Non-Discretionary | 0 | $0 |
| Total | 613 | $163.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 161 | $43.1M |
| HNW Individuals | 72 | $120.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-126819 |
|---|---|
| SEC ERA File Number | 801-126819 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323360 |
| Legal Entity Identifier | None |
Principal Office
206 N UNION STKENNETT SQUARE
PA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 610-444-9920, Fax: 610-444-9918
Chief Compliance Officer
MARIA STEWART
206 N UNION ST
KENNETT SQUARE
PA
United States
Tel:
610-444-9920
M*******@******************G
(Full email address available in API data)
Regulatory Contact
CIARA DANESE PRICE
CHIEF OPERATING OFFICER
206 N UNION ST
KENNETT SQUARE
PA
United States
Tel:
610-444-9920
C***********@******************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HALL, JEFFREY, RYAN | Individual | – | MEMBER | 09/2022 | 10-25% |
| PRICE, CIARA, DANESE | Individual | – | CHIEF OPERATING OFFICER, MEMBER | 09/2022 | 5-10% |
| STEWART, ANGELA, MARIA | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| LEGACY SOLUTIONS, INC. | Domestic Entity | – | MANAGING MEMBER | 09/2022 | > 75% |
| DANESE, DANIEL, CARMEN | Individual | LEGACY SOLUTIONS, INC. | PRESIDENT | 02/2002 | 50-75% |