HUNTINGTON ADVISORS
HUNTINGTON ADVISORS, INC. Legal Name
Adviser information for HUNTINGTON ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 620 | $202.4M |
Non-Discretionary | 84 | $42.0M |
Total | 704 | $244.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 226 | $70.7M |
HNW Individuals | 56 | $171.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $2.4M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-126832 |
---|---|
SEC ERA File Number | 801-126832 |
SEC CIK Numbers | None |
SEC CRD Numbers | 323643 |
Legal Entity Identifier | None |
Principal Office
18872 MACARTHUR BLVDSUITE 410
IRVINE
CA
United States
Monday - Friday, 7 AM - 4 PM
Tel: 888-391-7378, Fax: 949-229-8402
Websites
Chief Compliance Officer
MAREK PFEIL
PRESIDENT
18872 MACARTHUR BLVD
SUITE 410
IRVINE
CA
United States
Tel:
888-391-7378
Fax:
949-229-8402
M**********@*********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GRAHAM, KENNETH, ROBERT | Individual | – | VICE PRESIDENT | 09/2022 | 50-75% |
PFEIL, MAREK, P | Individual | – | PRESIDENT AND CCO | 09/2022 | 50-75% |