DERBY COPELAND CAPITAL
DERBY COPELAND MANAGEMENT GROUP, LLC Legal Name
Adviser information for DERBY COPELAND CAPITAL last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $168.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $168.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $168.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
41 MADISON AVENUE40TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-860-9520, Fax: None
Chief Compliance Officer
STEVE SPANOLIOS
COO
41 MADISON AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
(646) 290 6949
S*********@****************M
(Full email address available in API data)
Industry Affiliates
| DCC OCF GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| DERBY COPELAND BROKERAGE | Real estate broker or dealer |
| MONDAY MORNING MANAGEMENT, LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DCC OCF FEEDER II, LLC | Private Equity Fund | $0.0M | $0.3M | 0 |
| DERBY CARROLL INVESTOR, LLC | Private Equity Fund | $9.2M | $0.0M | 30 |
| DERBY COPELAND CAPITAL OPPORTUNISTIC CREDIT FUND, LP | Real Estate Fund | $151.4M | $0.3M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Kaufman, Daniel, Jay | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| Scibilia, Jonathan, Michael | Individual | – | PARTNER | 03/2022 | 50-75% |
| Hutcher, Jesse, Max | Individual | – | CHIEF INVESTMENT OFFICER | 03/2022 | 50-75% |
| Spanolios, Steve, Nicholas | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |