THE ENERGY & MINERALS GROUP ADVISORS, LLC
Adviser information for THE ENERGY & MINERALS GROUP ADVISORS, LLC last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $2.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $2.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $2.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-126855 |
|---|---|
| SEC ERA File Number | 801-126855 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323663 |
| Legal Entity Identifier | None |
Principal Office
704 GOODLETTE FRANK RD N.STE 118
NAPLES
FL
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 9788955416, Fax: None
Chief Compliance Officer
SCOTT BRINDLEY
106 E 6TH STREET
STE 900-171
AUSTIN
TX
United States
Tel:
6469921003
S*@**************M
(Full email address available in API data)
Regulatory Contact
LIAM
RAFFERTY
704 GOODLETTE FRANK RD N.
STE 118
NAPLES
FL
United States
Tel:
9788955416
L*@**************M
(Full email address available in API data)
Industry Affiliates
| THE ENERGY & MINERALS GROUP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| THE ENERGY & MINERALS GROUP EV & SOLAR BATTERY MATERIALS FUTURES CAYMAN FUND, LTD. | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDONOUGH, WILLIAM, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2022 | 25-50% |
| JRJC BAT CORESTONE, LLC | Domestic Entity | – | OWNER | 10/2022 | 50-75% |
| RAYMOND, JOHN, THOMAS | Individual | JRJC BAT CORESTONE, LLC | MEMBER | 10/2022 | 25-50% |
| CALVERT, JOHN, GREGORY | Individual | JRJC BAT CORESTONE, LLC | MEMBER | 10/2022 | 25-50% |
| RAFFERTY, LIAM, KELLY | Individual | – | CHIEF OPERATING OFFICER | 10/2022 | < 5% |
| MCDONOUGH, WILLIAM, JOHN | Individual | JRJC BAT CORESTONE, LLC | MEMBER | 10/2022 | 25-50% |
| BRINDLEY, SCOTT, RAYMOND | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |