BRIAN LOW FINANCIAL GROUP, LLC
Adviser information for BRIAN LOW FINANCIAL GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,061 | $149.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,061 | $149.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 742 | $129.3M |
| HNW Individuals | 10 | $20.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $177,200 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 149.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BRIAN LOW FINANCIAL GROUP WRAP FEE PROGRAM | BRIAN LOW FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-126895 |
|---|---|
| SEC ERA File Number | 801-126895 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306346 |
| Legal Entity Identifier | None |
Principal Office
4463 BLUEBONNET BOULEVARDSUITE B
BATON ROUGE
LA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 225-292-4225, Fax: None
Websites
Chief Compliance Officer
CHRISTINE HEROUX
CHIEF COMPLIANCE OFFICER
36 PIKE ST, FLOOR TWO
COVINGTON
KY
United States
Tel:
859-309-8274
C******@*******M
(Full email address available in API data)
Regulatory Contact
BRIAN LOW
OWNER
4463 BLUEBONNET BLVD
SUITE B
BATON ROUGE
MI
United States
Tel:
225-292-4225
B****@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOW, BRIAN, WESLEY | Individual | – | MANAGING MEMBER | 10/2008 | > 75% |
| HEROUX, CHRISTINE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |