ADAPTIVE ADVISERS, LLC
Adviser information for ADAPTIVE ADVISERS, LLC last updated from Form ADV on April 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $0 |
HNW Individuals | <5 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | CONSULTING AND SALE OF INVESTMENT PROTECTION PRODUCTS |
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Compensation | FEE FOR INVESTMENT PROTECTION PRODUCT |
Identifiers
SEC RIA File Number | 801-126908 |
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SEC ERA File Number | 801-126908 |
SEC CIK Numbers | None |
SEC CRD Numbers | 318716 |
Legal Entity Identifier | None |
Principal Office
6 LIBERTY SQUARENO. 2352
BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 781-728-9556, Fax: None
Websites
Chief Compliance Officer
PHILIP SUN
MANAGING MEMBER
6 LIBERTY SQAURE
NO. 2352
BOSTON
MA
United States
Tel:
781-728-9556
P***@***********************M
(Full email address available in API data)
Regulatory Contact
NATHANIEL WICE
MANAGING MEMBER
6 LIBERTY SQAURE
NO. 2352
BOSTON
MA
United States
Tel:
917862-6114
N********@***********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Sun, Dazhen | Individual | – | MANAGING MEMBER; CCO | 02/2022 | 25-50% |
Wice, Nathaniel | Individual | – | MANAGIN MEMBER | 02/2022 | 25-50% |
Wells, Jonathan | Individual | – | MEMBER | 02/2022 | 25-50% |