ADAPTIVE ADVISERS, LLC

Adviser information for ADAPTIVE ADVISERS, LLC last updated from Form ADV on April 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services CONSULTING AND SALE OF INVESTMENT PROTECTION PRODUCTS
Compensation FEE FOR INVESTMENT PROTECTION PRODUCT

Identifiers

SEC RIA File Number 801-126908
SEC ERA File Number 801-126908
SEC CIK Numbers None
SEC CRD Numbers 318716
Legal Entity Identifier None

Principal Office

6 LIBERTY SQUARE
NO. 2352
BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 781-728-9556, Fax: None

Chief Compliance Officer

PHILIP SUN
MANAGING MEMBER
6 LIBERTY SQAURE
NO. 2352
BOSTON
MA
United States
Tel: 781-728-9556
(Full email address available in API data)

Regulatory Contact

NATHANIEL WICE
MANAGING MEMBER
6 LIBERTY SQAURE
NO. 2352
BOSTON
MA
United States
Tel: 917862-6114
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Sun, Dazhen Individual MANAGING MEMBER; CCO 02/2022 25-50%
Wice, Nathaniel Individual MANAGIN MEMBER 02/2022 25-50%
Wells, Jonathan Individual MEMBER 02/2022 25-50%

No. Employees, Historic

10502022202320243 on 10/20/20223 on 11/28/20223 on 12/6/20223 on 12/12/20223 on 1/11/20233 on 2/15/20233 on 4/5/2023