OROGRAPHIC FINANCIAL ADVISORS
OROGRAPHIC FINANCIAL ADVISORS, LLC Legal Name
Adviser information for OROGRAPHIC FINANCIAL ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 213 | $150.9M |
| Non-Discretionary | 0 | $0 |
| Total | 213 | $150.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $19.7M |
| HNW Individuals | 41 | $131.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126918 |
|---|---|
| SEC ERA File Number | 801-126918 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323980 |
| Legal Entity Identifier | 92-0668289 |
Principal Office
210 B LARKSPUR LANEAVON
CO
United States
Monday - Friday, 8-5
Tel: 7203239944, Fax: None
Websites
Chief Compliance Officer
BO PIHL
PRINCIPAL
210 B LARKSPUR LANE
AVON
CO
United States
Tel:
7203239944
B*@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIHL, BO, GABRIEL ALFRED | Individual | – | CCO | 10/2022 | < 5% |
| OROGRAPHIC FINANCIAL, LLC | Domestic Entity | – | OWNER | 10/2022 | 25-50% |
| NCI, LLC | Domestic Entity | – | OWNER | 10/2022 | 25-50% |
| PIHL, BO, GABRIEL ALFRED | Individual | OROGRAPHIC FINANCIAL, LLC | OWNER | 10/2022 | > 75% |
| SHIFFRIN, LESLEY, MYRNA | Individual | NCI, LLC | OWNER | 10/2022 | > 75% |