HERITAGE OAK WEALTH ADVISORS
HERITAGE OAK WEALTH ADVISORS LLC Legal Name
Adviser information for HERITAGE OAK WEALTH ADVISORS last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 489 | $177.8M |
Non-Discretionary | 0 | $0 |
Total | 489 | $177.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 217 | $28.8M |
HNW Individuals | 40 | $148.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $105,781 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMANNUAL RETAINER FEE |
Identifiers
SEC RIA File Number | 801-126940 |
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SEC ERA File Number | 801-126940 |
SEC CIK Numbers | None |
SEC CRD Numbers | 323925 |
Legal Entity Identifier | None |
Principal Office
105 GARFELD STSANTA ROSA BEACH
FL
United States
APPOINTMENT ONLY, APPOINTMENT ONLY
Tel: (479) 230-3113, Fax: None
Chief Compliance Officer
MICAH GIBSON
MANAGING MEMBER
105 GARFELD ST
SANTA ROSA BEACH
FL
United States
Tel:
479-366-3748
M****@****************************M
(Full email address available in API data)
Regulatory Contact
IVAN BARRETTO
CONSULTANT
13359 NORTH HIGHWAY 183
SUITE 406-649
AUSTIN
TX
United States
Tel:
18337422246
I***@*******O
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Gibson, Micah | Individual | – | CCO AND MANAGING MEMBER | 10/2022 | > 75% |