APEX INVESTMENTS MANAGEMENT, S.A.
Adviser information for APEX INVESTMENTS MANAGEMENT, S.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Panama |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $134.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $134.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $134.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126942 |
|---|---|
| SEC ERA File Number | 801-126942 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323044 |
| Legal Entity Identifier | None |
Principal Office
BLVD. LOS PR�CERES 24-69ZONA 10, ZONA PRADERA. TORRE 4. OFICINA 303
GUATEMALA CITY
Guatemala
Monday - Friday, 9:00 AM - 5:00 PM ET
Tel: +502-22576557, Fax: None
Websites
Chief Compliance Officer
FRANCISCO JAVIER RAMOS RANGEL
BLVD. LOS PR�CERES 24-69
ZONA 10, ZONA PRADERA. TORRE 4. OFICINA 303
GUATEMALA CITY
Guatemala
Tel:
786.862.5470
F*****@****************M
(Full email address available in API data)
Industry Affiliates
| APEX CAPITAL CORE FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APEX INVESTMENTS MANAGEMENT US, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| APEX CAPITAL CORE FUND I, LP | Private Equity Fund | $134.3M | $5.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALMA, PEDRO, A | Individual | – | MANAGING PARTNER | 03/2022 | < 5% |
| APEX CAPITAL ASSETS, S.A. | Foreign Entity | – | SHAREHOLDER | 03/2022 | > 75% |
| RAMOS, FRANCISCO, JAVIER | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| EMSA HOLDINGS CORP | Foreign Entity | APEX CAPITAL ASSETS, S.A. | SHAREHOLDER | 05/2022 | > 75% |
| GRUPO EMPRESARIALMARIPOSA CORP. | Foreign Entity | EMSA HOLDINGS CORP | SHAREHOLDER | 05/2022 | > 75% |
| WINDSOR BUSINESS LTD. | Foreign Entity | GRUPO EMPRESARIALMARIPOSA CORP. | SHAREHOLDER | 05/2022 | > 75% |
| MATA, JOSE, GUILLERMO | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |
| CHAVEZ, ANDRES | Individual | – | VICE PRESIDENT | 10/2022 | < 5% |
| MATA, CARLOS, ENRIQUE | Individual | – | INVESTMENT COMMITTEE MEMBER | 03/2022 | < 5% |
| MATA, JUAN, PABLO | Individual | – | INVESTMENT COMMITTEE MEMBER | 03/2022 | < 5% |
| GAVIRIA, GUILLERMO, LEON | Individual | – | INVESTMENT COMMITTEE MEMBER | 09/2022 | < 5% |