RIOT VENTURES MANAGEMENT, LLC
Adviser information for RIOT VENTURES MANAGEMENT, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $388.3M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $388.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $388.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-126952 |
|---|---|
| SEC ERA File Number | 801-126952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288647 |
| Legal Entity Identifier | None |
Principal Office
1632 ABBOT KINNEY BLVDVENICE
CA
United States
Monday - Friday, 8:30 AM - 6 PM
Tel: (310)�243-6433, Fax: None
Chief Compliance Officer
COLLIER BERN
1632 ABBOT KINNEY BLVD.
VENICE
CA
United States
Tel:
(310)�243-6433
Industry Affiliates
| RIOT VENTURES FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIOT VENTURES FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIOT VENTURES OPPORTUNITY GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FUND B-3, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $9.7M | $0.0M | 27 |
| FUND C-1, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $26.1M | $0.0M | 33 |
| FUND D-1, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $2.0M | $0.0M | 5 |
| FUND D-2, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $0.9M | $0.0M | 1 |
| FUND E-1, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $10.2M | $0.0M | 13 |
| FUND E-2, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $28.4M | $0.0M | 26 |
| FUND IV-C, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $55.4M | $0.0M | 18 |
| FUND IV-D, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $30.3M | $0.0M | 28 |
| FUND IV-E, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $39.4M | $0.0M | 19 |
| FUND IV-E1, A SERIES OF RIOT VENTURES OPPORTUNITY FUND, L.P. | Venture Capital Fund | $24.5M | $0.0M | 23 |
| RIOT VENTURES FUND I, LP | Venture Capital Fund | $24.3M | $0.0M | 16 |
| RIOT VENTURES FUND II, LP | Venture Capital Fund | $105.3M | $0.0M | 51 |
| RIOT VENTURES OPPORTUNITY FUND B2, LP | Venture Capital Fund | $11.2M | $0.0M | 15 |
| RIOT VENTURES OPPORTUNITY IV-B, LP | Venture Capital Fund | $9.6M | $0.0M | 4 |
| RIOT VENTURES OPPORTUNITY IV, LP | Venture Capital Fund | $10.9M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARCUS, STEPHEN, BERNARD | Individual | – | GENERAL PARTNER | 04/2016 | > 75% |
| COFFIELD, WILLIAM, FRANCIS | Individual | – | GENERAL PARTNER | 09/2020 | 25-50% |
| BERN, COLLIER, STEVEN | Individual | – | PARTNER / CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |