STOCK MARK3T

STOCK MARK3T, LLC Legal Name

Adviser information for STOCK MARK3T last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	18	$0
HNW Individuals	2	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	20
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	NON-DISCRETIONARY INVESTMENT ADVICE TO INDIVIDUALS
Compensation	Fixed fees

Identifiers

SEC RIA File Number	801-126970
SEC ERA File Number	801-126970
SEC CIK Numbers	None
SEC CRD Numbers	322933
Legal Entity Identifier	None

Principal Office

10706 COUNTY ROAD 23
FRISCO
TX
United States

Monday - Friday, 7:00 AM - 10:00 PM ET

Tel: (214) 310-0333, Fax: None

Websites

stockmark3t.com

Chief Compliance Officer

ROBERTO NORIEGA

10706 COUNTY ROAD 23

FRISCO

United States

Tel: 2143100333

R**@**************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners