SPP CREDIT ADVISORS II LLC
Adviser information for SPP CREDIT ADVISORS II LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $76.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $76.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $76.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERCENTAGE OF BORROWED FUNDS |
Identifiers
| SEC RIA File Number | 801-126971 |
|---|---|
| SEC ERA File Number | 801-126971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323725 |
| Legal Entity Identifier | None |
Principal Office
550 FIFTH AVENUE, 12TH FLOORNEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-455-4500, Fax: 212-455-4545
Websites
Chief Compliance Officer
AMY LAZARUS
550 FIFTH AVENUE, 12TH FLOOR
NEW YORK
NY
United States
Tel:
973-632-4417
A*******@*************M
(Full email address available in API data)
Regulatory Contact
ROBIN BUSCH
MANAGER
550 FIFTH AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
212-455-4504
Fax:
212-455-4545
R*****@*************M
(Full email address available in API data)
Industry Affiliates
| ADVANTAGE CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
| ATLANTIC COAST LIFE | Insurance company or agency |
| HAYMARKET INSURANCE | Insurance company or agency |
| SENTINEL SECURITY LIFE | Insurance company or agency |
| SPP CAPITAL PARTNERS L L C | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SPP CREDIT ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPP CREDIT FUND II LP | DEBT FUND | $19.0M | $0.3M | 40 |
| SPP CREDIT FUND II QP LP | DEBT FUND | $53.6M | $0.3M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPP JV HOLDCO II LLC | Domestic Entity | – | MEMBER, SPP CREDIT ADVISORS II, LLC | 08/2022 | > 75% |
| BUSCH, ROBIN, ELLIS | Individual | – | MANAGER REPRESENTATIVE | 08/2022 | 10-25% |
| LAZARUS, AMY, SUE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| ZHU, EDWARD, JUN | Individual | – | MANAGER REPRESENTATIVE | 08/2022 | 10-25% |
| SPP CREDIT FUND II GP LLC | Domestic Entity | – | MANAGER | 08/2022 | < 5% |
| KUMBLE, CHARLES, TODD | Individual | – | TREASURER | 08/2022 | 10-25% |
| PACA-SPP II LLC | Domestic Entity | – | MEMBER, SPP CREDIT FUND II GP LLC | 08/2022 | 50-75% |
| SPP HOLDINGS, LLC | Domestic Entity | – | MEMBER, SPP CREDIT FUND II GP LLC | 08/2022 | 10-25% |
| SPP PRINCIPAL INVESTORS III LLC | Domestic Entity | – | MEMBER, SPP CREDIT FUND II GP LLC | 08/2022 | 25-50% |
| CONFLUENCE LLC | Domestic Entity | – | MEMBER, SPP CREDIT FUND II GP LLC | 08/2022 | 10-25% |
| PACA-SPP LLC | Domestic Entity | SPP JV HOLDCO II LLC | MEMBER, SPP JV HOLDCO II LLC | 08/2022 | 25-50% |
| ADVANTAGE CAPITAL HOLDINGS, LLC | Domestic Entity | PACA-SPP II LLC | MEMBER, PACA SPP II LLC | 08/2022 | > 75% |
| KING, KENNETH, NMN | Individual | ADVANTAGE CAPITAL HOLDINGS, LLC | MEMBER, ADVANTAGE CAPITAL HOLDINGS LLC | 08/2022 | > 75% |
| SPP PRINCIPAL INVESTORS III LLC | Domestic Entity | SPP JV HOLDCO II LLC | MEMBER, SPP JV HOLDCO II LLC | 08/2022 | 25-50% |
| PACA-SPP II LLC | Domestic Entity | SPP CREDIT FUND II GP LLC | MEMBER, SPP CREDIT FUND II GP LLC | 08/2022 | 50-75% |
| SPP PRINCIPAL INVESTORS III LLC | Domestic Entity | SPP CREDIT FUND II GP LLC | MEMBER, SPP CREDIT FUND II GP LLC | 08/2022 | 25-50% |
| BUSCH, ROBIN, ELLIS | Individual | SPP PRINCIPAL INVESTORS III LLC | MEMBER, SPP PRINCIPAL INVESTORS III LLC | 08/2022 | 25-50% |
| KUMBLE, CHARLES, TODD | Individual | SPP PRINCIPAL INVESTORS III LLC | MEMBER, SPP PRINCIPAL INVESTORS III LLC | 08/2022 | 25-50% |
| SHAFFER, STEFAN, L | Individual | SPP PRINCIPAL INVESTORS III LLC | MEMBER, SPP PRINCIPAL INVESTORS III LLC | 08/2022 | 25-50% |