DYNAMIC WEALTH ADVISORS
Adviser information for DYNAMIC WEALTH ADVISORS last updated from Form ADV on November 9th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 271 | $108.8M |
| Non-Discretionary | 0 | $0 |
| Total | 271 | $108.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 214 | $39.1M |
| HNW Individuals | 56 | $68.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-126979 |
|---|---|
| SEC ERA File Number | 801-126979 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169792 |
| Legal Entity Identifier | None |
Principal Office
14749 W. MOUNTAIN VIEW BLVD.SUITE 144
SURPRISE
AZ
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 623-466-6060, Fax: 623-466-9298
Chief Compliance Officer
ADAM CARLINI
PRESIDENT
14749 W. MOUNTAIN VIEW BLVD.
SUITE 144
SURPRISE
AZ
United States
Tel:
623-466-6060
Fax:
623-466-9298
A***@*******************M
(Full email address available in API data)
Regulatory Contact
GARY LUNA
WEALTH ADVISOR
14749 W. MOUNTAIN VIEW BLVD.
SUITE 144
SURPRISE
AZ
United States
Tel:
623-466-6060
G***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLINI, ADAM, CHARLES | Individual | – | PRESIDENT, TREASURER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 06/2012 | > 75% |