FAMILY WEALTH PLANNING PARTNERS
FAMILY WEALTH PLANNING PARTNERS LLC Legal Name
Adviser information for FAMILY WEALTH PLANNING PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,268 | $161.5M |
| Non-Discretionary | 26 | $56.3M |
| Total | 1,294 | $217.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 531 | $105.8M |
| HNW Individuals | 56 | $56.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 37 | $55.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-126996 |
|---|---|
| SEC ERA File Number | 801-126996 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323656 |
| Legal Entity Identifier | None |
Principal Office
9200 SHELBYVILLE RDSUITE 103
LOUISVILLE
KY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 502-200-5210, Fax: 502-200-5208
Chief Compliance Officer
BRIAN RAMSEY
9200 SHELBYVILLE RD
LOUISVILLE
KY
United States
Tel:
502-200-5210
B****@**************M
(Full email address available in API data)
Regulatory Contact
JEFFREY CANNIZZARO
COMPLIANCE
9200 SHELBYVILLE RD
LOUISVILLE
KY
United States
Tel:
415-444-6663
J*******@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAMSEY, BRIAN, W | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/2022 | 10-25% |
| DOUGLAS, ERIC, THOMAS | Individual | – | MANAGING MEMBER | 10/2022 | 10-25% |
| Vaughn, Christopher, Andrew | Individual | – | MANAGING MEMBER | 10/2022 | 10-25% |
| McAndrew, Aaron, Michael | Individual | – | MANAGING MEMBER | 10/2022 | 10-25% |