KESTENBAUM CAPITAL, LLC

Adviser information for KESTENBAUM CAPITAL, LLC last updated from Form ADV on January 3rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-126999
SEC ERA File Number 801-126999
SEC CIK Numbers 1948817
SEC CRD Numbers 323268
Legal Entity Identifier None

Principal Office

11710 OLD GEORGETOWN ROAD, APT 601
NORTH BETHESDA
MD
United States
Monday - Friday, 9-17
Tel: 3016741670, Fax: None

Chief Compliance Officer

ROY KESTENBAUM
PRESIDENT
11710 OLD GEORGETOWN ROAD, APT 601
NORTH BETHESDA
MD
United States
Tel: 3016741670
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Kestenbaum, Roy, Nadav Individual CCO, PRESIDENT 08/2022 > 75%

No. Employees, Historic

105020222023202420250 on 11/7/20220 on 3/27/20231 on 1/3/2024

No. Clients, Historic

105020222023202420251 on 11/7/20221 on 3/27/20231 on 1/3/2024