EVOLUTION INVESTMENT MANAGEMENT LLC
Adviser information for EVOLUTION INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $118.0M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $118.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $118.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127005 |
|---|---|
| SEC ERA File Number | 801-127005 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324108 |
| Legal Entity Identifier | None |
Principal Office
3801 N. CAPITAL OF TEXAS HWY, SUITE E205AUSTIN
TX
United States
Monday - Friday, 9:00-5:00
Tel: 512-615-5612, Fax: None
Websites
Chief Compliance Officer
BIBI GREEN
DIRECTOR OF OPERATIONS
3801 N. CAPITAL OF TEXAS HWY, SUITE E205
AUSTIN
TX
United States
Tel:
512-615-5612
B*****@**************M
(Full email address available in API data)
Regulatory Contact
KENT LEDBETTER
CHIEF EXECUTIVE OFFICER
3801 N. CAPITAL OF TEXAS HWY, SUITE E205
AUSTIN
TX
United States
Tel:
512-615-5611
K*********@**************M
(Full email address available in API data)
Industry Affiliates
| EVOLUTION REALTY I LLC | Sponsor, GP, manager of pooled investment vehicles |
| EVOLUTION REALTY II LLC | Sponsor, GP, manager of pooled investment vehicles |
| EVOLUTION REALTY III LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIC - EVOLUTION RP MANAGING MEMBER LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EVOLUTION REALTY PARTNERS I LLC | Real Estate Fund | $9.9M | $0.5M | 35 |
| EVOLUTION REALTY PARTNERS II LLC | Real Estate Fund | $15.0M | $0.5M | 37 |
| EVOLUTION REALTY PARTNERS III LLC | Real Estate Fund | $21.2M | $0.3M | 42 |
| HIC - EVOLUTION RP I LLC | Real Estate Fund | $38.4M | $0.5M | 1 |
| HIC - EVOLUTION RP II LLC | Real Estate Fund | $33.5M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEDBETTER II, RICHARD, KENT | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2022 | < 5% |
| WILSON, JAMES, FRANKLIN | Individual | – | CHIEF INVESTMENT OFFICER | 10/2022 | < 5% |
| GREEN, HENRIETTA, FIONA | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| EVOLUTION INVESTMENT PARTNERS LLC | Domestic Entity | – | SOLE MEMBER | 10/2022 | > 75% |
| LEDBETTER II, RICHARD, KENT | Individual | EVOLUTION INVESTMENT PARTNERS LLC | MEMBER | 10/2022 | 50-75% |
| WILSON, JAMES, FRANKLIN | Individual | EVOLUTION INVESTMENT PARTNERS LLC | MEMBER | 10/2022 | 50-75% |