CLS FINANCIAL ADVISORS, INC.
Adviser information for CLS FINANCIAL ADVISORS, INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 280 | $119.9M |
| Non-Discretionary | 25 | $19.0M |
| Total | 305 | $138.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $40.4M |
| HNW Individuals | 33 | $98.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127014 |
|---|---|
| SEC ERA File Number | 801-127014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152892 |
| Legal Entity Identifier | None |
Principal Office
9700 SW CAPITOL HWYSUITE 285
PORTLAND
OR
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (503) 244-8879, Fax: (503) 293-4364
Chief Compliance Officer
SARAH L. LANE
SECRETARY, TREASURER AND FINANCIAL PLANNER
9700 SW CAPITOL HWY
SUITE 285
PORTLAND
OR
United States
Tel:
(503) 244-8879
Fax:
(503) 293-4364
S****@**************M
(Full email address available in API data)
Regulatory Contact
LORI L. PAJUNEN-LUCK
PRESIDENT
9700 SW CAPITOL HWY
SUITE 285
PORTLAND
OR
United States
Tel:
(503) 244-8879
Fax:
(503) 293-4364
L***@**************M
(Full email address available in API data)
Industry Affiliates
| LORI L. PAJUNEN-LUCK | Accountant or accounting firm |
| RYAN ALDEN GENOR | Accountant or accounting firm |
| SARAH LYNNE LANE | Accountant or accounting firm |
| SCHULTZ GROUP CPAS, P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAJUNEN-LUCK, LORI, LOUISE | Individual | – | PRESIDENT | 01/2015 | < 5% |
| LANE, SARAH, LYNNE | Individual | – | CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER, AND FINANCIAL PLANNER | 06/2019 | 5-10% |
| GENOR, RYAN, ALDEN | Individual | – | VICE PRESIDENT | 06/2019 | 25-50% |
| LORI PAJUNEN LUCK TRUST | Domestic Entity | – | OWNER | 05/2010 | 50-75% |
| PAJUNEN-LUCK, LORI, LOUISE | Individual | LORI PAJUNEN LUCK TRUST | CO-TRUSTEE | 05/2010 | |
| LUCK, CAMERON, D. | Individual | LORI PAJUNEN LUCK TRUST | CO-TRUSTEE | 05/2010 |