DODDS WEALTH, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	12
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	7
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	5
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,119	$538.4M
Non-Discretionary	10	$2.9M
Total	1,129	$541.3M

Clients

Type	Number	RAUM
Individuals	243	$96.3M
HNW Individuals	155	$441.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$3.3M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	538.2M
Portfolio Manager	538.2M
Both for Same	538.2M

Portfolio Manager to Program	Sponsor
DODDS WEALTH LLC	DODDS WEALTH, LLC

Identifiers

SEC RIA File Number	801-127016
SEC ERA File Number	801-127016
SEC CIK Numbers	1973728
SEC CRD Numbers	323632
Legal Entity Identifier	None

Principal Office

5251 DTC PARKWAY STE 720
GREENWOOD VILLAGE
CO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic