VARRA WEALTH MANAGEMENT LLC
Adviser information for VARRA WEALTH MANAGEMENT LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 958 | $196.6M |
| Total | 958 | $196.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 345 | $99.1M |
| HNW Individuals | 51 | $94.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127022 |
|---|---|
| SEC ERA File Number | 801-127022 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324044 |
| Legal Entity Identifier | None |
Principal Office
1849 CHERRY ST.UNIT 16
LOUISVILLE
CO
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 303 665 2822, Fax: N/A
Chief Compliance Officer
JAMES STANLEY JOHNSON
PARTNER & CHIEF COMPLIANCE OFFICER
1849 CHERRY ST.
LOUISVILLE
CO
United States
Tel:
303 665 2822
Fax:
N/A
J****@*****************M
(Full email address available in API data)
Regulatory Contact
GINA MARIE VARRA
PRESIDENT
303 665 2822
LOUISVILLE
CO
United States
Tel:
303 665 2822
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VARRA, GINA, MARIE | Individual | – | PRESIDENT | 01/2011 | 50-75% |
| DUNFORD, CAMERON, FRANKLIN | Individual | – | PARTNER | 07/2018 | 10-25% |
| JOHNSON, JAMES, STANLEY | Individual | – | PARTNER & CCO | 01/2021 | 10-25% |