ALPHANSO
ALPHANSO INC. Legal Name
Adviser information for ALPHANSO last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 9 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 74 | $1.9M |
Total | 74 | $1.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 74 | $1.9M |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPublication of periodicals or newslettersSecurity ratings or pricing services |
---|---|
Compensation | Subscription fees |
Identifiers
SEC RIA File Number | 801-127024 |
---|---|
SEC ERA File Number | 801-127024 |
SEC CIK Numbers | None |
SEC CRD Numbers | 324030 |
Legal Entity Identifier | None |
Principal Office
713 UNIVERSITY PARKROCHESTER
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 682-215-8684, Fax: N/A
Chief Compliance Officer
RUPESH GOYAL
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
713 UNIVERSITY PARK
ROCHESTER
NY
United States
Tel:
682-215-8684
Fax:
N/A
R*****@**********I
(Full email address available in API data)
Regulatory Contact
UTKARSH AGARWAL
MANAGING PARTNER
713 UNIVERSITY PARK
ROCHESTER
NY
United States
Tel:
682-215-8684
Fax:
N/A
U******@**********I
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
Goyal, Rupesh | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 09/2022 | 50-75% |
Agarwal, Utkarsh | Individual | – | MANAGING PARTNER | 10/2022 | 50-75% |