LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
Adviser information for LEGACY FINANCIAL INDEPENDENT ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,296 | $428.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2,296 | $428.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 529 | $132.4M |
| HNW Individuals | 138 | $283.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $900,270 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $12.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127031 |
|---|---|
| SEC ERA File Number | 801-127031 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324258 |
| Legal Entity Identifier | None |
Principal Office
100 MALLARD CREEK RDSUITE 402
LOUISVILLE
KY
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (502) 873-0522, Fax: None
Websites
Chief Compliance Officer
BRUCE E. MCCREA
MANAGING PARTNER
100 MALLARD CREEK RD
SUITE 402
LOUISVILLE
KY
United States
Tel:
(502) 873-0522
B******@************M
(Full email address available in API data)
Regulatory Contact
JONATHAN LEE
485 MADISON AVE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-751-4422
J***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCREA, BRUCE, EDWARD | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2023 | 25-50% |
| MCCREA, CHRISTOPHER, ROBERT | Individual | – | MEMBER | 01/2023 | 25-50% |
| MCCREA, BRYAN, SEAN | Individual | – | MEMBER | 01/2023 | 25-50% |