DAVIVIENDA ADVISORS

DAVIVIENDA INVESTMENT ADVISOR USA LLC Legal Name

Adviser information for DAVIVIENDA ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Florida, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	55	$4.1M
Non-Discretionary	1	$117.5M
Total	56	$121.7M

Clients

Type	Number	RAUM
Individuals	55	$4.1M
HNW Individuals	0	$0
Banking or thrift institutions	1	$117.5M
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	99

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	4.1M
Portfolio Manager	0
Both for Same	0

Identifiers

SEC RIA File Number	801-127034
SEC ERA File Number	801-127034
SEC CIK Numbers	None
SEC CRD Numbers	319755
Legal Entity Identifier	None

Principal Office

1110 BRICKELL AVENUE
SUITE 900B
MIAMI
FL
United States

Monday - Friday, 9AM - 5PM

Tel: 786-238-7925, Fax: None

Websites

www.daviviendaadvisors.com/

Chief Compliance Officer

RICARDO GONZALEZ

1110 BRICKELL AVENUE

SUITE 900B

MIAMI

United States

Tel: (786) 238-7925

R***************@*********************M

(Full email address available in API data)

Regulatory Contact

JUAN CARLOS GUTIERREZ

CRA. 7A. # 71 - 52 TORRE B P12

BOGOTA

Colombia

Tel: +573104437417

J*********@*************M

(Full email address available in API data)

Industry Affiliates

BANCO DAVIVIENDA	Banking or thrift institution
BANCO DAVIVIENDA	Banking or thrift institution
BANCO DAVIVIENDA	Banking or thrift institution
BANCO DAVIVIENDA (COSTA RICA)	Banking or thrift institution
BANCO DAVIVIENDA (PANAM�)	Banking or thrift institution
BANCO DAVIVIENDA INTERNACIONAL	Banking or thrift institution
CORPORACI�N DAVIVIENDA	Banking or thrift institution
CORPORACI�N DAVIVIENDA (COSTA RICA)	Banking or thrift institution
CORREDORES DAVIVIENDA	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
CORREDORES DAVIVIENDA	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
DAVIVIENDA PUESTO DE BOLSA	Broker-dealer, municipal securities dealer, or gov securities broker or dealer
DAVIVIENDA SEGUROS	Insurance company or agency
DAVIVIENDA SEGUROS	Insurance company or agency
DAVIVIENDA SEGUROS	Insurance company or agency
FIDUCIARIA DAVIVIENDA S.A.	Trust company
SEGUROS BOLIVAR	Insurance company or agency
SEGUROS BOLIVAR	Insurance company or agency

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners

None

Control Persons

Name	Type	Entity	Title	Since	Ownership
Gonzalez, Ricardo	Individual	–	CCO	06/2023	< 5%
DAVIVIENDA CORREDORES S.A. COMISIONISTA DE BOLSA	Foreign Entity	–	MANAGING MEMBER / DIRECT OWNER	03/2022	> 75%
BANCO DAVIVIENDA S.A.	Foreign Entity	DAVIVIENDA CORREDORES S.A. COMISIONISTA DE BOLSA	INDIRECT OWNER / MEMBER	03/2022	> 75%

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