SAAY FINANCE

SAAY, INC. Legal Name

Adviser information for SAAY FINANCE last updated from Form ADV on May 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End MARCH
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-127036
SEC ERA File Number 801-127036
SEC CIK Numbers None
SEC CRD Numbers 323873
Legal Entity Identifier None

Principal Office

607-210 SIMCOE ST.
TORONTO, ONTARIO
Canada
Monday - Friday, 9:00 AM - 6 PM ET
Tel: (647) 801-4618, Fax: None

Chief Compliance Officer

KARTIKAY GOYLE
CHIEF EXECUTIVE OFFICER
607-210 SIMCOE STREET
TORONTO
Canada
Tel: 647-801-4618
(Full email address available in API data)

Regulatory Contact

VAKUL GOYLE
CHIEF FINANCIAL OFFICER
607-210 SIMCOE STREET
TORONTO
Canada
Tel: 647-801-4618
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOYLE, KARTIKAY Individual CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER 03/2021 50-75%
GOYLE, VAKUL Individual CHIEF FINANCIAL OFFICER 03/2021 50-75%

No. Employees, Historic

10502022202320242 on 11/14/20222 on 1/25/20232 on 1/26/20232 on 5/19/2023

RAUM, Historic

0002022202320240 on 11/14/20220 on 1/25/20230 on 1/26/20230 on 5/19/2023