HMV WEALTH ADVISORS, LLC
Adviser information for HMV WEALTH ADVISORS, LLC last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $117.9M |
| Non-Discretionary | 0 | $0 |
| Total | 60 | $117.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $8.3M |
| HNW Individuals | 29 | $106.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127046 |
|---|---|
| SEC ERA File Number | 801-127046 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297747 |
| Legal Entity Identifier | None |
Principal Office
333 TEXAS STREETSUITE 1525
SHREVEPORT
LA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 318-517-6255, Fax: 318-517-6339
Websites
Chief Compliance Officer
RODERICK WILLIAMS
VICE PRESIDENT
333 TEXAS STREET
SUITE 1525
SHREVEPORT
LA
United States
Tel:
318-517-6255
R********@************M
(Full email address available in API data)
Regulatory Contact
ROBERT DEAN
PRESIDENT
333 TEXAS STREET
SUITE 1525
SHREVEPORT
LA
United States
Tel:
318-517-6255
R****@************M
(Full email address available in API data)
Industry Affiliates
| HEARD, MCELROY & VESTAL, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEARD MCELROY & VESTAL, LLC | Domestic Entity | – | OWNER | 07/2018 | > 75% |
| WILLIAMS, RODERICK, SCOTT | Individual | – | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |
| PUGH, DWIGHT, LEE | Individual | – | VICE PRESIDENT | 07/2018 | < 5% |
| DEAN, ROBERT, LEROY | Individual | – | PRESIDENT | 07/2018 | < 5% |